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4//SEC Filing

TZANNES MICHAEL A 4

Accession 0001188112-03-000717

CIK 0001015739other
View on SEC.govCompany Profile

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 6:28 PM ET

Size

15.6 KB

Accession

0001188112-03-000717

Insider Transaction Report

Form 4
Period: 2003-10-14
AWARE INC /MA/NASD
TZANNES MICHAEL A
DirectorChief Executive Officer
Transactions
  • Award

    Stock Option (right to buy)

    2003-10-14+41,251→ 41,251 total
    Exercise: $3.27Exp: 2013-10-14→ Common Stock (41,251 underlying)
  • Award

    Stock Option (right to buy)

    2003-10-14+18,749→ 18,749 total
    Exercise: $3.27Exp: 2013-10-14→ Common Stock (18,749 underlying)
  • Award

    Stock Option (right to buy)

    2003-10-14+200,670→ 200,670 total
    Exercise: $3.27Exp: 2013-10-14→ Common Stock (200,670 underlying)
  • Award

    Stock Option (right to buy)

    2003-10-14+75,000→ 75,000 total
    Exercise: $3.27Exp: 2013-10-14→ Common Stock (75,000 underlying)
  • Award

    Stock Option (right to buy)

    2003-10-14+30,581→ 30,581 total
    Exercise: $3.27Exp: 2013-10-14→ Common Stock (30,581 underlying)
  • Award

    Stock Option (right to buy)

    2003-10-14+87,501→ 87,501 total
    Exercise: $3.27Exp: 2013-10-14→ Common Stock (87,501 underlying)
Holdings

  • Common Stock

    85,238
Footnotes (7)
  • [F1]Includes 1,000 shares acquired under the Aware, Inc. Employee Stock Purchase Plan on June 1, 2003 in a transaction exempt from Section 16(b) under rule 16b-3(c).
  • [F2]Vests in full on October 14, 2003.
  • [F3]75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
  • [F4]50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
  • [F5]25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
  • [F6]In addition, the reporting person directly owns a stock option (right to buy) to purchase 896 shares of common stock of the issuer at an exercise price of $1.30 per share. According to its terms, this option expires on December 11, 2005 and becomes exercisable as follows: 709 shares vest on January 1, 1996; 709 shares vest each month thereafter through December 1, 1996; 896 shares vest after every month from January 1, 1997 through November 1, 1998; the remaining 884 shares vest on December 11, 1998.
  • [F7]Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program.

Documents

1 file

Issuer

AWARE INC /MA/

CIK 0001015739

→
Entity typeother

Related Parties

1
  • filerCIK 0001220558

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 6:28 PM ET
Size
15.6 KB
View on SEC.gov