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4//SEC Filing

FORNEY G DAVID JR 4

Accession 0001188112-04-001354

CIK 0001015739other
View on SEC.govCompany Profile

Filed

Sep 9, 8:00 PM ET

Accepted

Sep 10, 7:56 PM ET

Size

20.3 KB

Accession

0001188112-04-001354

Insider Transaction Report

Form 4
Period: 2004-09-08
AWARE INC /MA/AWRE
FORNEY G DAVID JR
Director
Transactions
  • Award

    Stock Option (right to buy)

    2004-09-08$2.95/sh+10,000$29,500→ 10,000 total
    Exercise: $2.95Exp: 2014-09-08→ Common Stock (10,000 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $3.74Exp: 2011-09-21→ Common Stock (8,333 underlying)
    8,333

  • Stock Option (right to buy)

    Exercise: $2.09Exp: 2013-06-02→ Common Stock (30,000 underlying)
    30,000

  • Stock Option (right to buy)

    Exercise: $3.39Exp: 2012-07-05→ Common Stock (5,000 underlying)
    5,000
Footnotes (12)
  • [F1]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
  • [F10]Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 1999, until fully vested.
  • [F11]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 1999, until fully vested.
  • [F12]Vests in full on May 4, 1999.
  • [F2]Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested.
  • [F3]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
  • [F4]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.
  • [F5]25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
  • [F6]50% vests on July 1, 2001, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
  • [F7]Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2000, until fully vested.
  • [F8]Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2000, until fully vested.
  • [F9]Vests in 16 equal quarterly installments of 6.25%, beginning as of March 31, 2000, until fully vested.

Documents

1 file

Issuer

AWARE INC /MA/

CIK 0001015739

→
Entity typeother

Related Parties

1
  • filerCIK 0001220553

Filing Metadata

Form type
4
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 7:56 PM ET
Size
20.3 KB
View on SEC.gov