4//SEC Filing
TZANNES MICHAEL A 4
Accession 0001188112-04-001355
CIK 0001015739other
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 7:57 PM ET
Size
17.3 KB
Accession
0001188112-04-001355
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
TZANNES MICHAEL A
DirectorChief Executive Officer
Transactions
- Award
Stock Option (right to buy)
2004-09-08$2.95/sh+88,585$261,326→ 88,585 totalExercise: $2.95Exp: 2014-09-08→ Common Stock (88,585 underlying) - Award
Stock Option (right to buy)
2004-09-08$2.95/sh+36,415$107,424→ 36,415 totalExercise: $2.95Exp: 2014-09-08→ Common Stock (36,415 underlying)
Holdings
- 87,215
Common Stock
- 41,251
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (41,251 underlying) - 18,749
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (18,749 underlying) - 87,501
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (87,501 underlying) - 75,000
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (75,000 underlying) - 30,581
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (30,581 underlying) - 200,670
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (200,670 underlying)
Footnotes (8)
- [F1]Includes 1,000 and 977 shares acquired under the Aware, Inc. Employee Stock Purchase Plan on December 1, 2003 and June 1, 2004, respectively, in a transaction exempt from Section 16(b) under rule 16b-3(c).
- [F2]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
- [F3]Vests in full on October 14, 2003.
- [F4]75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
- [F5]50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
- [F6]25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
- [F7]In addition, the reporting person directly owns a stock option (right to buy) to purchase 896 shares of common stock of the issuer at an exercise price of $1.30 per share. According to its terms, this option expires on December 11, 2005 and becomes exercisable as follows: 709 shares vest on January 1, 1996; 709 shares vest each month thereafter through December 1, 1996; 896 shares vest after every month from January 1, 1997 through November 1, 1998; the remaining 884 shares vest on December 11, 1998.
- [F8]Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001220558
Filing Metadata
- Form type
- 4
- Filed
- Sep 9, 8:00 PM ET
- Accepted
- Sep 10, 7:57 PM ET
- Size
- 17.3 KB