KERR JOHN K 4

4 · AWARE INC /MA/ · Filed Sep 10, 2004

Form 4

Period: 2004-09-08

Director

Transactions

Award
Stock Option (right to buy)
[F1]
2004-09-08$2.95/sh+15,000$44,250→ 15,000 total
Exercise: $2.95Exp: 2014-09-08→ Common Stock (15,000 underlying)

Holdings

Common Stock
693,588
Stock Option (right to buy)
[F2]
Exercise: $2.09Exp: 2013-06-02→ Common Stock (40,750 underlying)
40,750
Stock Option (right to buy)
[F3]
Exercise: $3.39Exp: 2012-07-05→ Common Stock (10,000 underlying)
10,000
Stock Option (right to buy)
[F4]
Exercise: $3.74Exp: 2011-09-21→ Common Stock (10,000 underlying)
10,000
Stock Option (right to buy)
[F5]
Exercise: $7.42Exp: 2011-07-19→ Common Stock (10,000 underlying)
10,000
Stock Option (right to buy)
[F6]
Exercise: $8.07Exp: 2011-05-17→ Common Stock (10,000 underlying)
10,000
Stock Option (right to buy)
[F7]
Exercise: $20.38Exp: 2010-10-18→ Common Stock (5,000 underlying)
5,000
Stock Option (right to buy)
[F8]
Exercise: $31.25Exp: 2010-01-14→ Common Stock (5,000 underlying)
5,000
Stock Option (right to buy)
[F9]
Exercise: $34.06Exp: 2009-03-05→ Common Stock (30,000 underlying)
30,000
Stock Option (right to buy)
[F10]
Exercise: $11.13Exp: 2004-05-27→ Common Stock (1,499 underlying)
1,499

Footnotes (10)

[F1]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
[F10]Vests in 12 nearly equal quarterly installments of 8.33%, beginning as of June 30, 1998, until fully vested.
[F2]Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested.
[F3]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
[F4]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.
[F5]25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
[F6]50% vests on July 1, 2001, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
[F7]Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2000, until fully vested.
[F8]Vests in 16 equal quarterly installments of 6.25%, beginning as of March 31, 2000, until fully vested.
[F9]Vests in full on March 5, 1999.

Signature

/s/ John K. Kerr|2004-09-10

Documents

1 file