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4//SEC Filing

KERR JOHN K 4

Accession 0001188112-04-001356

CIK 0001015739other
View on SEC.govCompany Profile

Filed

Sep 9, 8:00 PM ET

Accepted

Sep 10, 7:58 PM ET

Size

18.2 KB

Accession

0001188112-04-001356

Insider Transaction Report

Form 4
Period: 2004-09-08
AWARE INC /MA/AWRE
KERR JOHN K
Director
Transactions
  • Award

    Stock Option (right to buy)

    2004-09-08$2.95/sh+15,000$44,250→ 15,000 total
    Exercise: $2.95Exp: 2014-09-08→ Common Stock (15,000 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $3.39Exp: 2012-07-05→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $20.38Exp: 2010-10-18→ Common Stock (5,000 underlying)
    5,000

  • Common Stock

    693,588

  • Stock Option (right to buy)

    Exercise: $34.06Exp: 2009-03-05→ Common Stock (30,000 underlying)
    30,000

  • Stock Option (right to buy)

    Exercise: $11.13Exp: 2004-05-27→ Common Stock (1,499 underlying)
    1,499

  • Stock Option (right to buy)

    Exercise: $2.09Exp: 2013-06-02→ Common Stock (40,750 underlying)
    40,750
Footnotes (10)
  • [F1]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
  • [F10]Vests in 12 nearly equal quarterly installments of 8.33%, beginning as of June 30, 1998, until fully vested.
  • [F2]Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested.
  • [F3]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
  • [F4]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.
  • [F5]25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
  • [F6]50% vests on July 1, 2001, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
  • [F7]Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2000, until fully vested.
  • [F8]Vests in 16 equal quarterly installments of 6.25%, beginning as of March 31, 2000, until fully vested.
  • [F9]Vests in full on March 5, 1999.

Documents

1 file

Issuer

AWARE INC /MA/

CIK 0001015739

→
Entity typeother

Related Parties

1
  • filerCIK 0001220551

Filing Metadata

Form type
4
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 7:58 PM ET
Size
18.2 KB
View on SEC.gov