AWARE INC /MA/ 4

Accession 0001188112-05-000277

$AWRECIK 0001015739operating

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 5:24 PM ET

Size

21.7 KB

Accession

0001188112-05-000277

Form 4

Period: 2005-02-09

DirectorChief Executive Officer

Transactions

Award
Stock Option (right to buy)
2005-02-09+1,287→ 1,287 total
Exercise: $6.07Exp: 2015-02-09→ Common Stock (1,287 underlying)
Award
Stock Option (right to buy)
2005-02-09+550,000→ 550,000 total
Exercise: $6.07Exp: 2015-02-09→ Common Stock (550,000 underlying)
Award
Stock Option (right to buy)
2005-02-09+248,713→ 248,713 total
Exercise: $6.07Exp: 2015-02-09→ Common Stock (248,713 underlying)

Holdings

Stock Option (right to buy)
Exercise: $2.95Exp: 2014-09-08→ Common Stock (88,585 underlying)
88,585
Stock Option (right to buy)
Exercise: $2.95Exp: 2014-09-08→ Common Stock (36,415 underlying)
36,415
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (87,501 underlying)
87,501
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (41,251 underlying)
41,251
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (200,670 underlying)
200,670
Common Stock
88,215
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (30,581 underlying)
30,581
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (75,000 underlying)
75,000
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (18,749 underlying)
18,749

Footnotes (9)

[F1]Includes 1,000 shares acquired under the Aware, Inc. Employee Stock Purchase Plan on December 1, 2004 in a transaction exempt from Section 16(b) under rule 16b-3(c).
[F2]Vests in full on February 9, 2005.
[F3]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
[F4]Vests in full on October 14, 2003
[F5]75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
[F6]50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
[F7]25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
[F8]In addition, the reporting person directly owns a stock option (right to buy) to purchase 896 shares of common stock of the issuer at an exercise price of $1.30 per share. According to its terms, this option expires on December 11, 2005 and becomes exercisable as follows: 709 shares vest on January 1, 1996; 709 shares vest each month thereafter through December 1, 1996; 896 shares vest after every month from January 1, 1997 through November 1, 1998; the remaining 884 shares vest on December 11, 1998.
[F9]Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program.

Documents

1 file

AWARE INC /MA/

CIK 0001015739

Entity typeoperating

IncorporatedMA