REITER EDMUND C 4

4 · AWARE INC /MA/ · Filed May 22, 2009

Form 4

Period: 2009-05-20

DirectorPresident

Transactions

Award
Stock Appreciation Right
2009-05-20+24,000→ 24,000 total
Exercise: $2.52Exp: 2019-05-20→ Common Stock (24,000 underlying)

Holdings

Common Stock
10,161
Stock Option (right to buy)
Exercise: $3.44Exp: 2018-05-23→ Common Stock (151,200 underlying)
151,200
Stock Option (right to buy)
Exercise: $6.07Exp: 2015-02-09→ Common Stock (4,324 underlying)
4,324
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (91,052 underlying)
91,052
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (40,000 underlying)
40,000
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (100,002 underlying)
100,002
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (65,000 underlying)
65,000
Stock Option (right to buy)
Exercise: $6.07Exp: 2015-02-09→ Common Stock (245,676 underlying)
245,676
Stock Option (right to buy)
Exercise: $6.07Exp: 2015-02-09→ Common Stock (350,000 underlying)
350,000
Stock Option (right to buy)
Exercise: $2.95Exp: 2014-09-08→ Common Stock (77,648 underlying)
77,648
Stock Option (right to buy)
Exercise: $2.95Exp: 2014-09-08→ Common Stock (22,352 underlying)
22,352
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (30,581 underlying)
30,581

Footnotes (9)

[F1]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner.
[F2]Vests in 16 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2012.
[F3]Vests in full on February 9, 2005.
[F4]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
[F5]Vests in full on October 14, 2003.
[F6]75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
[F7]50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
[F8]25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
[F9]Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program.

Documents

1 file