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4//SEC Filing

REITER EDMUND C 4

Accession 0001188112-09-001365

CIK 0001015739other
View on SEC.govCompany Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 5:17 PM ET

Size

22.3 KB

Accession

0001188112-09-001365

Insider Transaction Report

Form 4
Period: 2009-05-20
AWARE INC /MA/AWRE
REITER EDMUND C
DirectorPresident
Transactions
  • Award

    Stock Appreciation Right

    2009-05-20+24,000→ 24,000 total
    Exercise: $2.52Exp: 2019-05-20→ Common Stock (24,000 underlying)
Holdings

  • Common Stock

    10,161

  • Stock Option (right to buy)

    Exercise: $3.44Exp: 2018-05-23→ Common Stock (151,200 underlying)
    151,200

  • Stock Option (right to buy)

    Exercise: $6.07Exp: 2015-02-09→ Common Stock (4,324 underlying)
    4,324

  • Stock Option (right to buy)

    Exercise: $3.27Exp: 2013-10-14→ Common Stock (91,052 underlying)
    91,052

  • Stock Option (right to buy)

    Exercise: $3.27Exp: 2013-10-14→ Common Stock (40,000 underlying)
    40,000

  • Stock Option (right to buy)

    Exercise: $3.27Exp: 2013-10-14→ Common Stock (100,002 underlying)
    100,002

  • Stock Option (right to buy)

    Exercise: $3.27Exp: 2013-10-14→ Common Stock (65,000 underlying)
    65,000

  • Stock Option (right to buy)

    Exercise: $6.07Exp: 2015-02-09→ Common Stock (245,676 underlying)
    245,676

  • Stock Option (right to buy)

    Exercise: $6.07Exp: 2015-02-09→ Common Stock (350,000 underlying)
    350,000

  • Stock Option (right to buy)

    Exercise: $2.95Exp: 2014-09-08→ Common Stock (77,648 underlying)
    77,648

  • Stock Option (right to buy)

    Exercise: $2.95Exp: 2014-09-08→ Common Stock (22,352 underlying)
    22,352

  • Stock Option (right to buy)

    Exercise: $3.27Exp: 2013-10-14→ Common Stock (30,581 underlying)
    30,581
Footnotes (9)
  • [F1]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner.
  • [F2]Vests in 16 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2012.
  • [F3]Vests in full on February 9, 2005.
  • [F4]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
  • [F5]Vests in full on October 14, 2003.
  • [F6]75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
  • [F7]50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
  • [F8]25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
  • [F9]Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program.

Documents

1 file

Issuer

AWARE INC /MA/

CIK 0001015739

→
Entity typeother

Related Parties

1
  • filerCIK 0001220560

Filing Metadata

Form type
4
Filed
May 21, 8:00 PM ET
Accepted
May 22, 5:17 PM ET
Size
22.3 KB
View on SEC.gov