4//SEC Filing
FORNEY G DAVID JR 4
Accession 0001188112-09-001369
CIK 0001015739other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 5:21 PM ET
Size
26.9 KB
Accession
0001188112-09-001369
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
FORNEY G DAVID JR
Director
Transactions
- Award
Stock Appreciation Right
2009-05-20+6,000→ 6,000 totalExercise: $2.52Exp: 2019-05-20→ Common Stock (6,000 underlying)
Holdings
- 5,000
Stock Option (right to buy)
Exercise: $32.38Exp: 2009-09-09→ Common Stock (5,000 underlying) - 34,600
Stock Option (right to buy)
Exercise: $3.44Exp: 2018-05-23→ Common Stock (34,600 underlying) - 15,000
Stock Option (right to buy)
Exercise: $6.18Exp: 2015-02-16→ Common Stock (15,000 underlying) - 8,333
Stock Option (right to buy)
Exercise: $3.74Exp: 2011-09-21→ Common Stock (8,333 underlying) - 8,333
Stock Option (right to buy)
Exercise: $7.42Exp: 2011-07-19→ Common Stock (8,333 underlying) - 5,000
Stock Option (right to buy)
Exercise: $20.38Exp: 2010-10-18→ Common Stock (5,000 underlying) - 30,000
Common Stock
- 8,000
Stock Option (right to buy)
Exercise: $5.58Exp: 2010-02-22→ Common Stock (8,000 underlying) - 10,000
Stock Option (right to buy)
Exercise: $2.95Exp: 2014-09-08→ Common Stock (10,000 underlying) - 5,000
Stock Option (right to buy)
Exercise: $3.39Exp: 2012-07-05→ Common Stock (5,000 underlying) - 8,333
Stock Option (right to buy)
Exercise: $8.07Exp: 2011-05-17→ Common Stock (8,333 underlying) - 5,000
Stock Option (right to buy)
Exercise: $63.00Exp: 2010-02-28→ Common Stock (5,000 underlying) - 5,000
Stock Option (right to buy)
Exercise: $40.56Exp: 2010-05-24→ Common Stock (5,000 underlying) - 5,000
Stock Option (right to buy)
Exercise: $42.94Exp: 2009-12-09→ Common Stock (5,000 underlying) - 23,000
Stock Option (right to buy)
Exercise: $5.06Exp: 2017-02-12→ Common Stock (23,000 underlying)
Footnotes (15)
- [F1]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
- [F10]50% vests on July 1, 2001, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
- [F11]Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2000, until fully vested.
- [F12]Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2000, until fully vested.
- [F13]Vests in 16 equal quarterly installments of 6.25%, beginning as of March 31, 2000, until fully vested.
- [F14]Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 1999, until fully vested.
- [F15]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 1999, until fully vested.
- [F2]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2010.
- [F3]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2007 through December 31, 2010.
- [F4]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2006 through December 31, 2009.
- [F5]Vests in full on February 16, 2005.
- [F6]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
- [F7]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
- [F8]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.
- [F9]25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001220553
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 5:21 PM ET
- Size
- 26.9 KB