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AWARE INC /MA/·4

May 22, 5:22 PM ET

KERR JOHN K 4

4 · AWARE INC /MA/ · Filed May 22, 2009

Insider Transaction Report

Form 4
Period: 2009-05-20
AWARE INC /MA/AWRE
KERR JOHN K
Director
Transactions
  • Award

    Stock Appreciation Right

    2009-05-20+6,000→ 6,000 total
    Exercise: $2.52Exp: 2019-05-20→ Common Stock (6,000 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $3.44Exp: 2018-05-23→ Common Stock (47,500 underlying)
    47,500

  • Stock Option (right to buy)

    Exercise: $6.18Exp: 2015-02-16→ Common Stock (27,500 underlying)
    27,500

  • Stock Option (right to buy)

    Exercise: $2.09Exp: 2013-06-02→ Common Stock (40,750 underlying)
    40,750

  • Stock Option (right to buy)

    Exercise: $3.74Exp: 2011-09-21→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $7.42Exp: 2011-07-19→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $8.07Exp: 2011-05-17→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $20.38Exp: 2010-10-18→ Common Stock (5,000 underlying)
    5,000

  • Common Stock

    693,588

  • Stock Option (right to buy)

    Exercise: $31.25Exp: 2010-01-14→ Common Stock (5,000 underlying)
    5,000

  • Stock Option (right to buy)

    Exercise: $5.06Exp: 2017-02-12→ Common Stock (36,500 underlying)
    36,500

  • Stock Option (right to buy)

    Exercise: $5.58Exp: 2010-02-22→ Common Stock (21,500 underlying)
    21,500

  • Stock Option (right to buy)

    Exercise: $2.95Exp: 2014-09-08→ Common Stock (15,000 underlying)
    15,000

  • Stock Option (right to buy)

    Exercise: $3.39Exp: 2012-07-05→ Common Stock (10,000 underlying)
    10,000
Footnotes (13)
  • [F1]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
  • [F10]25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
  • [F11]50% vests on July 1, 2001, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
  • [F12]Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2000, until fully vested.
  • [F13]Vests in 16 equal quarterly installments of 6.25%, beginning as of March 31, 2000, until fully vested.
  • [F2]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2010.
  • [F3]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2007 through December 31, 2010.
  • [F4]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2006 through December 31, 2009.
  • [F5]Vests in full on February 16, 2005.
  • [F6]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
  • [F7]Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested.
  • [F8]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
  • [F9]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT