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4//SEC Filing

KERR JOHN K 4

Accession 0001188112-09-001370

CIK 0001015739other
View on SEC.govCompany Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 5:22 PM ET

Size

24.0 KB

Accession

0001188112-09-001370

Insider Transaction Report

Form 4
Period: 2009-05-20
AWARE INC /MA/AWRE
KERR JOHN K
Director
Transactions
  • Award

    Stock Appreciation Right

    2009-05-20+6,000→ 6,000 total
    Exercise: $2.52Exp: 2019-05-20→ Common Stock (6,000 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $3.44Exp: 2018-05-23→ Common Stock (47,500 underlying)
    47,500

  • Stock Option (right to buy)

    Exercise: $6.18Exp: 2015-02-16→ Common Stock (27,500 underlying)
    27,500

  • Stock Option (right to buy)

    Exercise: $2.09Exp: 2013-06-02→ Common Stock (40,750 underlying)
    40,750

  • Stock Option (right to buy)

    Exercise: $3.74Exp: 2011-09-21→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $7.42Exp: 2011-07-19→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $8.07Exp: 2011-05-17→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $20.38Exp: 2010-10-18→ Common Stock (5,000 underlying)
    5,000

  • Common Stock

    693,588

  • Stock Option (right to buy)

    Exercise: $31.25Exp: 2010-01-14→ Common Stock (5,000 underlying)
    5,000

  • Stock Option (right to buy)

    Exercise: $5.06Exp: 2017-02-12→ Common Stock (36,500 underlying)
    36,500

  • Stock Option (right to buy)

    Exercise: $5.58Exp: 2010-02-22→ Common Stock (21,500 underlying)
    21,500

  • Stock Option (right to buy)

    Exercise: $2.95Exp: 2014-09-08→ Common Stock (15,000 underlying)
    15,000

  • Stock Option (right to buy)

    Exercise: $3.39Exp: 2012-07-05→ Common Stock (10,000 underlying)
    10,000
Footnotes (13)
  • [F1]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
  • [F10]25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
  • [F11]50% vests on July 1, 2001, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
  • [F12]Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2000, until fully vested.
  • [F13]Vests in 16 equal quarterly installments of 6.25%, beginning as of March 31, 2000, until fully vested.
  • [F2]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2010.
  • [F3]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2007 through December 31, 2010.
  • [F4]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2006 through December 31, 2009.
  • [F5]Vests in full on February 16, 2005.
  • [F6]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
  • [F7]Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested.
  • [F8]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
  • [F9]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.

Documents

1 file

Issuer

AWARE INC /MA/

CIK 0001015739

→
Entity typeother

Related Parties

1
  • filerCIK 0001220551

Filing Metadata

Form type
4
Filed
May 21, 8:00 PM ET
Accepted
May 22, 5:22 PM ET
Size
24.0 KB
View on SEC.gov