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4//SEC Filing

KERR JOHN K 4

Accession 0001188112-09-002653

CIK 0001015739other
View on SEC.govCompany Profile

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 12:17 PM ET

Size

26.7 KB

Accession

0001188112-09-002653

Insider Transaction Report

Form 4
Period: 2009-12-28
AWARE INC /MA/AWRE
KERR JOHN K
Director
Transactions
  • Gift

    Common Stock

    2009-12-28−3,000→ 684,588 total
  • Gift

    Common Stock

    2009-12-28−3,000→ 681,588 total
Holdings

  • Stock Option (right to buy)

    Exercise: $6.18Exp: 2015-02-16→ Common Stock (27,500 underlying)
    27,500

  • Stock Option (right to buy)

    Exercise: $2.09Exp: 2013-06-02→ Common Stock (40,750 underlying)
    40,750

  • Stock Option (right to buy)

    Exercise: $3.39Exp: 2012-07-05→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $3.74Exp: 2011-09-21→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $7.42Exp: 2011-07-19→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $8.07Exp: 2011-05-17→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $20.38Exp: 2010-10-18→ Common Stock (5,000 underlying)
    5,000

  • Stock Option (right to buy)

    Exercise: $31.25Exp: 2010-01-14→ Common Stock (5,000 underlying)
    5,000

  • Stock Option (right to buy)

    Exercise: $3.44Exp: 2018-05-23→ Common Stock (47,500 underlying)
    47,500

  • Stock Option (right to buy)

    Exercise: $5.06Exp: 2017-02-12→ Common Stock (36,500 underlying)
    36,500

  • Stock Appreciation Right

    Exercise: $2.52Exp: 2019-05-20→ Common Stock (6,000 underlying)
    6,000

  • Stock Option (right to buy)

    Exercise: $2.95Exp: 2014-09-08→ Common Stock (15,000 underlying)
    15,000

  • Stock Option (right to buy)

    Exercise: $5.58Exp: 2010-02-22→ Common Stock (21,500 underlying)
    21,500
Footnotes (16)
  • [F1]Represents transfer of shares to the reporting person's son, following which transfer the reporting person no longer has a reportable beneficial interest in the shares.
  • [F10]Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested.
  • [F11]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
  • [F12]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.
  • [F13]25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
  • [F14]50% vests on July 1, 2001, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
  • [F15]Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2000, until fully vested.
  • [F16]Vests in 16 equal quarterly installments of 6.25%, beginning as of March 31, 2000, until fully vested.
  • [F2]Represents transfer of shares to the reporting person's daughter, following which transfer the reporting person no longer has a reportable beneficial interest in the shares.
  • [F3]Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
  • [F4]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
  • [F5]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2010.
  • [F6]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2007 through December 31, 2010.
  • [F7]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2006 through December 31, 2009.
  • [F8]Vests in full on February 16, 2005.
  • [F9]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.

Documents

1 file

Issuer

AWARE INC /MA/

CIK 0001015739

→
Entity typeother

Related Parties

1
  • filerCIK 0001220551

Filing Metadata

Form type
4
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 12:17 PM ET
Size
26.7 KB
View on SEC.gov