4//SEC Filing
FORNEY G DAVID JR 4
Accession 0001188112-10-001906
CIK 0001015739other
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 3:28 PM ET
Size
20.6 KB
Accession
0001188112-10-001906
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
FORNEY G DAVID JR
Director
Transactions
- Award
Common Stock
2010-07-26+20,408→ 50,408 total
Holdings
- 10,000
Stock Option (right to buy)
Exercise: $2.95Exp: 2014-09-08→ Common Stock (10,000 underlying) - 5,000
Stock Option (right to buy)
Exercise: $3.39Exp: 2012-07-05→ Common Stock (5,000 underlying) - 6,000
Stock Appreciation Right
Exercise: $2.52Exp: 2019-05-20→ Common Stock (6,000 underlying) - 23,000
Stock Option (right to buy)
Exercise: $5.06Exp: 2017-02-12→ Common Stock (23,000 underlying) - 8,333
Stock Option (right to buy)
Exercise: $7.42Exp: 2011-07-19→ Common Stock (8,333 underlying) - 34,600
Stock Option (right to buy)
Exercise: $3.44Exp: 2018-05-23→ Common Stock (34,600 underlying) - 8,333
Stock Option (right to buy)
Exercise: $3.74Exp: 2011-09-21→ Common Stock (8,333 underlying) - 5,000
Stock Option (right to buy)
Exercise: $20.38Exp: 2010-10-18→ Common Stock (5,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $6.18Exp: 2015-02-16→ Common Stock (15,000 underlying) - 8,333
Stock Option (right to buy)
Exercise: $8.07Exp: 2011-05-17→ Common Stock (8,333 underlying)
Footnotes (12)
- [F1]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. These shares will be issued to the reporting person on August 2, 2010 provided such reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.
- [F10]25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
- [F11]50% vests on July 1, 2001, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
- [F12]Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2000, until fully vested.
- [F2]Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
- [F3]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
- [F4]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2010.
- [F5]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2007 through December 31, 2010.
- [F6]Vests in full on February 16, 2005.
- [F7]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested
- [F8]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
- [F9]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001220553
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 3:28 PM ET
- Size
- 20.6 KB