4//SEC Filing
KERR JOHN K 4
Accession 0001188112-10-003366
CIK 0001015739other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 1:36 PM ET
Size
25.4 KB
Accession
0001188112-10-003366
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
KERR JOHN K
Director
Transactions
- Gift
Common Stock
2010-12-16−8,000→ 687,996 total - Gift
Common Stock
2010-12-16−8,000→ 679,996 total - Gift
Common Stock
2010-12-16−8,000→ 671,996 total - Gift
Common Stock
2010-12-16−6,000→ 695,996 total
Holdings
- 10,000
Stock Option (right to buy)
Exercise: $8.07Exp: 2011-05-17→ Common Stock (10,000 underlying) - 27,500
Stock Option (right to buy)
Exercise: $6.18Exp: 2015-02-16→ Common Stock (27,500 underlying) - 40,750
Stock Option (right to buy)
Exercise: $2.09Exp: 2013-06-02→ Common Stock (40,750 underlying) - 10,000
Stock Option (right to buy)
Exercise: $3.39Exp: 2012-07-05→ Common Stock (10,000 underlying) - 10,000
Stock Option (right to buy)
Exercise: $7.42Exp: 2011-07-19→ Common Stock (10,000 underlying) - 6,000
Stock Appreciation Right
Exercise: $2.52Exp: 2019-05-20→ Common Stock (6,000 underlying) - 47,500
Stock Option (right to buy)
Exercise: $3.44Exp: 2018-05-23→ Common Stock (47,500 underlying) - 36,500
Stock Option (right to buy)
Exercise: $5.06Exp: 2017-02-12→ Common Stock (36,500 underlying) - 10,000
Stock Option (right to buy)
Exercise: $3.74Exp: 2011-09-21→ Common Stock (10,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $2.95Exp: 2014-09-08→ Common Stock (15,000 underlying)
Footnotes (14)
- [F1]Represents transfer of shares to the reporting person's son, following which transfer the reporting person no longer has a reportable beneficial interest in the shares.
- [F10]Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested.
- [F11]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
- [F12]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.
- [F13]25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
- [F14]50% vests on July 1, 2001, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
- [F2]Represents transfer of shares to the reporting person's daughter, following which transfer the reporting person no longer has a reportable beneficial interest in the shares.
- [F3]Represents transfer of shares to the reporting person's grandsons, following which transfer the reporting person no longer has a reportable beneficial interest in the shares.
- [F4]Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
- [F5]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
- [F6]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2010.
- [F7]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2007 through December 31, 2010.
- [F8]Vests in full on February 16, 2005.
- [F9]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001220551
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 1:36 PM ET
- Size
- 25.4 KB