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4//SEC Filing

TZANNES MICHAEL A 4

Accession 0001188112-11-001355

CIK 0001015739other
View on SEC.govCompany Profile

Filed

May 10, 8:00 PM ET

Accepted

May 11, 1:38 PM ET

Size

20.8 KB

Accession

0001188112-11-001355

Insider Transaction Report

Form 4
Period: 2011-05-09
AWARE INC /MA/AWRE
TZANNES MICHAEL A
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2011-05-09$3.27/sh+65,750$215,003→ 447,344 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2011-05-09$3.27/sh−65,750$215,003→ 134,920 total
    Exercise: $3.27Exp: 2013-10-14→ Common Stock (200,670 underlying)
Holdings

  • Stock Appreciation Right

    Exercise: $2.52Exp: 2019-05-20→ Common Stock (32,000 underlying)
    32,000

  • Stock Option (right to buy)

    Exercise: $6.07Exp: 2015-02-09→ Common Stock (1,287 underlying)
    1,287

  • Stock Option (right to buy)

    Exercise: $6.07Exp: 2015-02-09→ Common Stock (248,713 underlying)
    248,713

  • Stock Option (right to buy)

    Exercise: $2.95Exp: 2014-09-08→ Common Stock (36,415 underlying)
    36,415

  • Stock Option (right to buy)

    Exercise: $3.27Exp: 2013-10-14→ Common Stock (75,000 underlying)
    75,000

  • Unrestricted Stock Award

    Exercise: $0.00→ Common Stock (107,143 underlying)
    107,143

  • Stock Option (right to buy)

    Exercise: $3.44Exp: 2018-05-23→ Common Stock (172,800 underlying)
    172,800

  • Stock Option (right to buy)

    Exercise: $6.07Exp: 2015-02-09→ Common Stock (550,000 underlying)
    550,000

  • Stock Option (right to buy)

    Exercise: $3.27Exp: 2013-10-14→ Common Stock (11,820 underlying)
    11,820
Footnotes (10)
  • [F1]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 35,714 shares on June 30, 2011, 35,714 shares on December 31, 2011, and 35,715 shares on June 30, 2012 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
  • [F10]Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program.
  • [F2]Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
  • [F3]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner.
  • [F4]Vests in 16 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2012.
  • [F5]Vests in full on February 9, 2005.
  • [F6]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
  • [F7]Vests in full on October 14, 2003.
  • [F8]75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
  • [F9]25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.

Documents

1 file

Issuer

AWARE INC /MA/

CIK 0001015739

→
Entity typeother

Related Parties

1
  • filerCIK 0001220558

Filing Metadata

Form type
4
Filed
May 10, 8:00 PM ET
Accepted
May 11, 1:38 PM ET
Size
20.8 KB
View on SEC.gov