4//SEC Filing
FORNEY G DAVID JR 4
Accession 0001188112-11-001549
CIK 0001015739other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 2:26 PM ET
Size
19.3 KB
Accession
0001188112-11-001549
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
FORNEY G DAVID JR
Director
Transactions
- Disposition to Issuer
Common Stock
2011-05-23$3.06/sh−4,942$15,123→ 51,466 total - Exercise/Conversion
Stock Appreciation Right
2011-05-23−6,000→ 0 totalExercise: $2.52Exp: 2019-05-20→ Common Stock (6,000 underlying) - Exercise/Conversion
Common Stock
2011-05-23$2.52/sh+6,000$15,120→ 56,408 total
Holdings
- 8,333
Stock Option (right to buy)
Exercise: $3.74Exp: 2011-09-21→ Common Stock (8,333 underlying) - 5,000
Stock Option (right to buy)
Exercise: $3.39Exp: 2012-07-05→ Common Stock (5,000 underlying) - 34,600
Stock Option (right to buy)
Exercise: $3.44Exp: 2018-05-23→ Common Stock (34,600 underlying) - 23,000
Stock Option (right to buy)
Exercise: $5.06Exp: 2017-02-12→ Common Stock (23,000 underlying) - 10,000
Stock Option (right to buy)
Exercise: $2.95Exp: 2014-09-08→ Common Stock (10,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $6.18Exp: 2015-02-16→ Common Stock (15,000 underlying)
Footnotes (10)
- [F1]On May 23, 2011 1,058 shares were issued pursuant to Mr. Forney's Stock Appreciation Right award as a result of the termination of his services to the Aware, Inc. board of directors.
- [F10]25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
- [F2]Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
- [F3]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
- [F4]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2010.
- [F5]Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2007 through December 31, 2010.
- [F6]Vests in full on February 16, 2005.
- [F7]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
- [F8]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
- [F9]Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001220553
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 2:26 PM ET
- Size
- 19.3 KB