4//SEC Filing
TZANNES MICHAEL A 4
Accession 0001188112-11-001869
CIK 0001015739other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 3:36 PM ET
Size
20.1 KB
Accession
0001188112-11-001869
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
TZANNES MICHAEL A
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2011-07-01+24,374→ 473,718 total
Holdings
- 32,000
Stock Appreciation Right
Exercise: $2.52Exp: 2019-05-20→ Common Stock (32,000 underlying) - 1,287
Stock Option (right to buy)
Exercise: $6.07Exp: 2015-02-09→ Common Stock (1,287 underlying) - 172,800
Stock Option (right to buy)
Exercise: $3.44Exp: 2018-05-23→ Common Stock (172,800 underlying) - 550,000
Stock Option (right to buy)
Exercise: $6.07Exp: 2015-02-09→ Common Stock (550,000 underlying) - 134,920
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (134,920 underlying) - 248,713
Stock Option (right to buy)
Exercise: $6.07Exp: 2015-02-09→ Common Stock (248,713 underlying) - 36,415
Stock Option (right to buy)
Exercise: $2.95Exp: 2014-09-08→ Common Stock (36,415 underlying) - 75,000
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (75,000 underlying) - 71,429
Unrestricted Stock Award
Exercise: $0.00→ Common Stock (71,429 underlying) - 11,820
Stock Option (right to buy)
Exercise: $3.27Exp: 2013-10-14→ Common Stock (11,820 underlying)
Footnotes (11)
- [F1]Shares of unrestricted stock issued to reporting person on July 1, 2011.
- [F10]25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
- [F11]Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program.
- [F2]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 35,714 shares on December 31, 2011, and 35,715 shares on June 30, 2012 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
- [F3]Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
- [F4]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner.
- [F5]Vests in 16 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2012.
- [F6]Vests in full on February 9, 2005.
- [F7]50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
- [F8]Vests in full on October 14, 2003.
- [F9]75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001220558
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 3:36 PM ET
- Size
- 20.1 KB