5//SEC Filing
Stafford Susan Yang 5
Accession 0001188112-12-000399
CIK 0001015739other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:11 PM ET
Size
11.4 KB
Accession
0001188112-12-000399
Insider Transaction Report
Form 5
AWARE INC /MA/AWRE
Stafford Susan Yang
10% Owner
Transactions
- Gift
Common Stock
2011-12-20−3,110,054→ 286,671 total(indirect: See Footnote) - Gift
Common Stock
2011-12-20+3,110,054→ 3,110,054 total(indirect: See Footnote) - Gift
Common Stock
2011-12-21−286,671→ 0 total(indirect: See Footnote)
Holdings
- 321,134(indirect: See Footnote)
Common Stock
- 315,963(indirect: See Footnote)
Common Stock
- 1,700
Common Stock
Footnotes (6)
- [F1]Represents shares that were held by Kimborama, LLC, to which the Reporting Person is the manager and sole member.
- [F2]Represents shares that were gifted from Kimborama, LLC to Susan Yang Stafford 2010 Kimborama Trust, for the benefit of the Reporting Person's child and to which the Reporting Person is the trustee.
- [F3]Represents shares beneficially owned by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of the shares over which her spouse beneficially owns and the inclusion of the shares in this report shall not be deemed an admission of beneficial ownership of such shares for Section 16 or for any other purpose.
- [F4]Represents shares held by Kimberly Stafford 2004 Irrevocable Trust for the benefit of the Reporting Person's child and to which the Reporting Person is the trustee.
- [F5]Represents shares that were held by the Reporting Person at the time she become a reporting person but were not previously reported on Form 3.
- [F6]The Reporting Person made a gift of 3,110,054 shares of the Issuer's securities to Kimborama, LLC on September 10, 2010 which included these shares. Kimborama, LLC in turn gifted them to Susan Yang Stafford 2010 Kimborama Trust, as reported on lines 1 and 2 of this Form.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001496364
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 5:11 PM ET
- Size
- 11.4 KB