McGrath Mark G 4

4 · AWARE INC /MA/ · Filed Apr 30, 2012

Form 4

Period: 2012-04-26

Director

Transactions

Exercise/Conversion
Common Stock
2012-04-26$3.44/sh+36,700$126,248→ 226,721 total
Exercise/Conversion
Common Stock
2012-04-26$5.06/sh+20,000$101,200→ 190,021 total
Exercise/Conversion
Stock Option (right to buy)
2012-04-26$3.44/sh−36,700$126,248→ 0 total
Exercise: $3.44Exp: 2018-05-23→ Common Stock (36,700 underlying)
Exercise/Conversion
Stock Option (right to buy)
2012-04-26$5.06/sh−20,000$101,200→ 0 total
Exercise: $5.06Exp: 2017-02-12→ Common Stock (20,000 underlying)

Holdings

Stock Appreciation Right
Exercise: $2.52Exp: 2019-05-20→ Common Stock (6,000 underlying)
6,000
Stock Option (right to buy)
Exercise: $5.30Exp: 2013-09-07→ Common Stock (25,000 underlying)
25,000

Footnotes (5)

[F1]Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
[F2]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
[F3]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2010.
[F4]Vests in 16 equal quarterly installments on the last day of each quarter from March 31 2007 through December 31, 2010.
[F5]Options vest in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2006, until fully vested.

Documents

1 file