AWARE INC /MA/·4

May 4, 8:40 AM ET

McGrath Mark G 4

4 · AWARE INC /MA/ · Filed May 4, 2012

Insider Transaction Report

Form 4
Period: 2012-05-03
Transactions
  • Exercise/Conversion

    Common Stock

    2012-05-03$5.30/sh+25,000$132,500251,721 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2012-05-03$5.30/sh25,000$132,5000 total
    Exercise: $5.30Exp: 2013-09-07Common Stock (25,000 underlying)
Holdings
  • Stock Appreciation Right

    Exercise: $2.52Exp: 2019-05-20Common Stock (6,000 underlying)
    6,000
Footnotes (3)
  • [F1]Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
  • [F2]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to serve on the board of directors of Aware, Inc. or expiration, whichever is sooner.
  • [F3]Options vest in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2006, until fully vested.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT