PENSON WORLDWIDE INC 4
4 · PENSON WORLDWIDE INC · Filed Jun 4, 2007
Insider Transaction Report
Form 4
DREW JOHN
Other
Transactions
- Sale
Common Stock
2007-05-31$28.70/sh−73,011$2,095,416→ 2,640,736 total(indirect: TCV V, L.P.) - Sale
Common Stock
2007-05-31$28.70/sh−1,389$39,864→ 50,227 total(indirect: TCV Member Fund, L.P.) - Sale
Common Stock
2007-05-31$28.73/sh−39,253$1,127,542→ 2,601,483 total(indirect: TCV V, L.P.) - Sale
Common Stock
2007-05-31$28.73/sh−747$21,458→ 49,480 total(indirect: TCV Member Fund, L.P.) - Sale
Common Stock
2007-06-01$28.40/sh−197,543$5,610,221→ 2,403,940 total(indirect: TCV V, L.P.) - Sale
Common Stock
2007-06-01$28.40/sh−3,757$106,699→ 45,723 total(indirect: TCV Member Fund, L.P.)
Footnotes (2)
- [F1]These shares are directly held by TCV V, L.P. Each of John L. Drew, Jay C. Hoag, Richard H. Kimball, Jon Q. Reynolds, Jr., William J.G. Griffith IV and Henry J. Feinberg (collectively the "TCM Members") are Class A members of Technology Crossover Management V, L.L.C. ("TCM V") which is a general partner of TCV V, L.P. The TCM Members and TCM V may be deemed to beneficially own the shares held by TCV V, L.P. but the TCM Members and TCM V disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F2]These shares are directly held by TCV Member Fund, L.P. Each of the TCM Members are Class A Members of TCM V which is a general partner of TCV Member Fund, L.P. The TCM Members and TCM V may be deemed to beneficially own the shares held by TCV Member Fund, L.P. but the TCM Members and TCM V disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.