4//SEC Filing
BERKSHIRE ALAN G 4
Accession 0001189642-05-000116
CIK 0000885708other
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 3:33 PM ET
Size
12.5 KB
Accession
0001189642-05-000116
Insider Transaction Report
Form 4
BERKSHIRE ALAN G
Senior Vice President
Transactions
- Award
Class A Common Stock
2005-01-14+6,985→ 23,096 total - Award
Class A Common Stock
2005-01-14+7,700→ 30,796 total - Award
Non-Qualified Stock Option
2005-01-14+38,000→ 38,000 totalExercise: $38.01From: 2009-01-14Exp: 2015-01-14→ Class A Common Stock (38,000 underlying) - Award
Non-Qualified Stock Option
2005-01-14+35,282→ 35,282 totalExercise: $38.01From: 2008-01-14Exp: 2015-01-14→ Class A Common Stock (35,282 underlying)
Holdings
- 6,000(indirect: By Spouse)
Class A Common Stock
Footnotes (2)
- [F1]Reflects awards under the Second Amendment and Restatement of Issuer's 1996 Equity Incentive Award Plan of shares of restricted stock and stock options which will vest in a single installment on January 14, 2008.
- [F2]Reflects awards under the Second Amendment and Restatement of Issuer's 1996 Equity Incentive Award Plan which vest based on a combination of the Issuer achieving specified performance thresholds during a three-year period from 2005 through 2007 and subsequent time vesting. Assuming the performance thresholds are met, shares of restricted stock that will vest in one installment on January 14, 2011 and stock options will vest in three equal installments on January 14, 2009, 2010 and 2011.
Documents
Issuer
NUVEEN INVESTMENTS INC
CIK 0000885708
Entity typeother
Related Parties
1- filerCIK 0001188729
Filing Metadata
- Form type
- 4
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 3:33 PM ET
- Size
- 12.5 KB