Brown Alan A 4
4 · NUVEEN INVESTMENTS INC · Filed Jan 18, 2006
Insider Transaction Report
Form 4
Brown Alan A
Executive Vice President
Transactions
- Award
Class A Common Stock
2006-01-13+30,000→ 44,233 total - Award
Class A Common Stock
2006-01-13+4,376→ 14,233 total - Award
Non-Qualified Stock Option
2006-01-13+18,375→ 18,375 totalExercise: $43.42From: 2009-01-13Exp: 2016-01-13→ Class A Common Stock (18,375 underlying)
Footnotes (2)
- [F1]Reflects awards under the Nuveen Investments, Inc. 2005 Equity Incentive Plan of shares of restricted stock and stock options which will vest in a single installment on January 13, 2009.
- [F2]Reflects an award under the Nuveen Investments, Inc. 2005 Equity Incentive Award Plan, 15,000 shares of which will vest in one installment on September 30, 2008, and the remaining 15,000 shares will vest in one installment at the first calendar year end when open-end mutal fund assets under management and open-end fund operating margins achieve specified performance thresholds.