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4//SEC Filing

DOLAN A BARR 4

Accession 0001189871-19-000002

CIK 0001122388other

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 5:04 PM ET

Size

17.4 KB

Accession

0001189871-19-000002

Insider Transaction Report

Form 4
Period: 2019-04-17
DOLAN A BARR
Director
Transactions
  • Disposition to Issuer

    Common Stock

    2019-04-17$99.00/sh2,105$208,3951,000 total
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2019-04-17$99.00/sh12,000$1,188,0000 total
    Exercise: $22.20Exp: 2023-05-29Common Stock (12,000 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2019-04-17$99.00/sh12,000$1,188,0000 total
    Exercise: $26.69Exp: 2024-05-21Common Stock (12,000 underlying)
  • Disposition to Issuer

    Common Stock

    2019-04-17$99.00/sh1,000$99,0000 total
  • Disposition to Issuer

    Common Stock

    2019-04-17$99.00/sh3,107$307,5933,105 total
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2019-04-17$99.00/sh12,000$1,188,0000 total
    Exercise: $15.34Exp: 2022-05-15Common Stock (12,000 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2019-04-17$99.00/sh3,455$342,0450 total
    Exercise: $66.63Exp: 2025-06-17Common Stock (3,455 underlying)
Footnotes (3)
  • [F1]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated February 11, 2019, by and among Ellie Mae, Inc., a Delaware corporation ("Issuer"), EM Eagle Purchaser, LLC, a Delaware limited liability company ("Parent") and EM Eagle Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), on April 17, 2019, Merger Sub merged with and into Issuer (the "Merger"), with Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the effective time of the Merger ("Effective Time") each share of Common Stock was cancelled and converted into the right to receive $99.00 in cash, without interest.
  • [F2]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated February 11, 2019, by and among Ellie Mae, Inc., a Delaware corporation ("Issuer"), EM Eagle Purchaser, LLC, a Delaware limited liability company ("Parent") and EM Eagle Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), on April 17, 2019, Merger Sub merged with and into Issuer (the "Merger"), with Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger Agreement, at the effective time of the Merger ("Effective Time"), each restricted stock unit, whether vested or unvested, was cancelled and converted into the right to receive a cash amount equal to (i) the aggregate number of shares subject to the restricted stock unit award multiplied by (ii) $99.00.
  • [F3]Pursuant to the Merger Agreement, at the Effective Time, each stock option, whether vested or unvested, was cancelled and automatically converted into the right to receive a cash amount equal to (i) the aggregate number of shares subject to such option multiplied by (ii) $99.00 less the applicable per share exercise price under such option.

Issuer

ELLIE MAE INC

CIK 0001122388

Entity typeother

Related Parties

1
  • filerCIK 0001189871

Filing Metadata

Form type
4
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 5:04 PM ET
Size
17.4 KB