Grant Geoffrey T 4
4 · CADIZ INC · Filed Oct 2, 2020
Insider Transaction Report
Form 4
CADIZ INCCDZI
Grant Geoffrey T
Director
Transactions
- Award
Common Stock
2020-10-01$9.97/sh+1,254$12,502→ 96,791 total
Holdings
- 30,500(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered as a director of the Issuer for the 3-month period beginning October 1, 2020.
- [F2]Includes 2,337 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2020, which shares will vest on January 31, 2021.
- [F3]These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.