RACHLEFF ANDREW S 4

Accession 0001190190-25-000004

CIK 0001524566other

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 8:47 PM ET

Size

32.5 KB

Accession

0001190190-25-000004

Form 4

Period: 2025-12-15

Director10% Owner

Transactions

Conversion
Common Stock
2025-12-15+1,012,500→ 8,466,777 total(indirect: By Trust)
Conversion
Common Stock
2025-12-15+2,832,280→ 11,299,057 total(indirect: By Trust)
Conversion
Common Stock
2025-12-15+298,160→ 11,597,217 total(indirect: By Trust)
Conversion
Common Stock
2025-12-15+3,704,406→ 15,301,623 total(indirect: By Trust)
Conversion
Common Stock
2025-12-15+158,278→ 15,459,901 total(indirect: By Trust)
Conversion
Common Stock
2025-12-15+761,294→ 16,221,195 total(indirect: By Trust)
Conversion
Common Stock
2025-12-15+203,009→ 16,424,204 total(indirect: By Trust)
Conversion
Series A Preferred Stock
2025-12-15−1,012,500→ 0 total(indirect: By Trust)
→ Common Stock (1,012,500 underlying)
Conversion
Series B Preferred Stock
2025-12-15−2,832,280→ 0 total(indirect: By Trust)
→ Common Stock (2,832,280 underlying)
Conversion
Series C Preferred Stock
2025-12-15−298,160→ 0 total(indirect: By Trust)
→ Common Stock (298,160 underlying)
Conversion
Series D Preferred Stock
2025-12-15−3,704,406→ 0 total(indirect: By Trust)
→ Common Stock (3,704,406 underlying)
Conversion
Series E Preferred Stock
2025-12-15−158,278→ 0 total(indirect: By Trust)
→ Common Stock (158,278 underlying)
Conversion
Series G Preferred Stock
2025-12-15−761,294→ 0 total(indirect: By Trust)
→ Common Stock (761,294 underlying)
Conversion
Series G-1 Preferred Stock
2025-12-15−203,009→ 0 total(indirect: By Trust)
→ Common Stock (203,009 underlying)

Holdings

Footnotes (4)

[F1]Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock, Series G Convertible Preferred Stock, or Series G-1 Convertible Preferred Stock (collectively, "Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date.
[F2]The reported securities are directly held by the Rachleff Family Revocable Trust UTD 5/19/92, for which the reporting person and his spouse serve as co-trustees, and of which the reporting person and his household members are the beneficiaries.
[F3]The reported securities are directly held by The Jake Alexander Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015, for which the reporting person and his spouse serve as co-trustees, and of which their child is the beneficiary.
[F4]The reported securities are directly held by The Shelby Elizabeth Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015, for which the reporting person and his spouse serve as co-trustees, and of which their child is the beneficiary.

Documents

1 file

WEALTHFRONT CORP

CIK 0001524566

Entity typeother