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4//SEC Filing

CLARIOND EUGENIO 4

Accession 0001190388-12-000005

CIK 0000053669other

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 2:28 PM ET

Size

8.5 KB

Accession

0001190388-12-000005

Insider Transaction Report

Form 4
Period: 2012-10-01
Transactions
  • Award

    Phantom Stock Units/Directors' Deferred Compensation Plan

    2012-10-01$27.65/sh+994.575$27,50047,214.919 total
    Common Stock (994.575 underlying)
Holdings
  • Phantom Stock Units/Directors' Retirement Stock Plan

    Common Stock (2,389.156 underlying)
    2,389.156
  • Common Stock

    (indirect: By Trust)
    370,743
Footnotes (5)
  • [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
  • [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
  • [F3]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
  • [F4]Includes 290.697 phantom stock units acquired through the reinvestment of dividends on July 3, 2012 at a price of $27.81 per phantom stock unit.
  • [F5]Includes 15.364 phantom stock units acquired through the reinvestment of dividends on July 3, 2012 at a price of $27.81 per phantom stock unit.

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

Entity typeother

Related Parties

1
  • filerCIK 0001190388

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 2:28 PM ET
Size
8.5 KB