CLARIOND EUGENIO 4

4 · JOHNSON CONTROLS INC · Filed Oct 2, 2012

Form 4

Period: 2012-10-01

Director

Transactions

Award
Phantom Stock Units/Directors' Deferred Compensation Plan
2012-10-01$27.65/sh+994.575$27,500→ 47,214.919 total
→ Common Stock (994.575 underlying)

Holdings

Phantom Stock Units/Directors' Retirement Stock Plan
→ Common Stock (2,389.156 underlying)
2,389.156
Common Stock
(indirect: By Trust)
370,743

Footnotes (5)

[F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
[F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
[F3]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
[F4]Includes 290.697 phantom stock units acquired through the reinvestment of dividends on July 3, 2012 at a price of $27.81 per phantom stock unit.
[F5]Includes 15.364 phantom stock units acquired through the reinvestment of dividends on July 3, 2012 at a price of $27.81 per phantom stock unit.

Documents

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