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4//SEC Filing

CLARIOND EUGENIO 4

Accession 0001190388-13-000001

CIK 0000053669other

Filed

Jan 24, 7:00 PM ET

Accepted

Jan 25, 1:49 PM ET

Size

8.5 KB

Accession

0001190388-13-000001

Insider Transaction Report

Form 4
Period: 2013-01-23
Transactions
  • Award

    Phantom Stock Units/Directors' Deferred Compensation Plan

    2013-01-23$30.73/sh+5,125.285$157,50052,942.063 total
    Common Stock (5,125.285 underlying)
Holdings
  • Phantom Stock Units/Directors' Retirement Stock Plan

    Common Stock (2,419.94 underlying)
    2,419.94
  • Common Stock

    (indirect: By Trust)
    370,743
Footnotes (5)
  • [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
  • [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
  • [F3]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
  • [F4]Includes 601.86 phantom stock units acquired through reinvestment of dividends on October 2, and December 28, 2012 at prices ranging from $27.55 to $30.11 per phantom unit.
  • [F5]Includes 30.78 phantom stock units acquired through reinvestment of dividends on October 2, and December 28, 2012 at prices ranging from $27.55 to $30.11 per phantom unit.

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

Entity typeother

Related Parties

1
  • filerCIK 0001190388

Filing Metadata

Form type
4
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 1:49 PM ET
Size
8.5 KB