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XOMA Corp·4

Nov 16, 4:31 PM ET

VAN NESS W DENMAN 4

4 · XOMA Corp · Filed Nov 16, 2018

Insider Transaction Report

Form 4
Period: 2018-11-15
XOMA CorpXOMA
VAN NESS W DENMAN
Director
Transactions
  • Exercise/Conversion

    Common Shares

    2018-11-15$4.03/sh+4,667$18,808→ 11,646 total
  • Sale

    Common Shares

    2018-11-15$12.67/sh−5,528$70,040→ 9,144 total
  • Exercise/Conversion

    Non-Qualified Share Option (right to buy)

    2018-11-15−3,026→ 0 total
    Exercise: $11.20Exp: 2026-07-21→ Common Shares (3,026 underlying)
  • Exercise/Conversion

    Common Shares

    2018-11-15$11.20/sh+3,026$33,891→ 14,672 total
  • Exercise/Conversion

    Non-Qualified Share Option (right to buy)

    2018-11-15−4,667→ 3,333 total
    Exercise: $4.03Exp: 2027-02-10→ Common Shares (4,667 underlying)
Holdings

  • Common Shares

    (indirect: By IRA)
    1

  • Common Shares

    (indirect: By Trust)
    130
Footnotes (5)
  • [F1]Reflects the number of shares sold in connection with the cashless exercise.
  • [F2]Owned directly through W. D. Van Ness IRA.
  • [F3]Shares owned directly by The Van Ness 1983 Revocable Trust.
  • [F4]Shares subject to this option shall vest in equal monthly installments over three years from the grant date.
  • [F5]This option is exercisable in twelve equal monthly installments, beginning one month from the vest start date, which is the same as the grant date.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT