4//SEC Filing
VAN NESS W DENMAN 4
Accession 0001190725-18-000040
CIK 0000791908other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 6:22 PM ET
Size
8.6 KB
Accession
0001190725-18-000040
Insider Transaction Report
Form 4
XOMA CorpXOMA
VAN NESS W DENMAN
Director
Transactions
- Exercise of In-Money
Common Shares
2018-12-20$13.00/sh+800$10,400→ 9,944 total - Exercise of In-Money
Subscription Rights (right to buy)
2018-12-20−800→ 0 totalExercise: $13.00From: 2018-11-19Exp: 2018-12-14→ Common Stock (800 underlying)
Holdings
- 1(indirect: By IRA)
Common Shares
- 130(indirect: By Trust)
Common Shares
Footnotes (3)
- [F1]The reporting person exercised in full his subscription rights (each subscription right entitling it to purchase 0.1148 shares of XOMA Corporation ("XOMA") common stock, at a subscription price equal to $13.00 per share), issued pro rata to holders of XOMA common stock on the record date for the rights offering. The reporting person acquired these shares of common stock at the closing of the rights offering.
- [F2]Owned directly through W. D. Van Ness IRA.
- [F3]Shares owned directly by The Van Ness 1983 Revocable Trust.
Documents
Issuer
XOMA Corp
CIK 0000791908
Entity typeother
Related Parties
1- filerCIK 0001221676
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 6:22 PM ET
- Size
- 8.6 KB