VAN NESS W DENMAN 4
4 · XOMA Corp · Filed Dec 21, 2018
Insider Transaction Report
Form 4
XOMA CorpXOMA
VAN NESS W DENMAN
Director
Transactions
- Exercise of In-Money
Common Shares
2018-12-20$13.00/sh+800$10,400→ 9,944 total - Exercise of In-Money
Subscription Rights (right to buy)
2018-12-20−800→ 0 totalExercise: $13.00From: 2018-11-19Exp: 2018-12-14→ Common Stock (800 underlying)
Holdings
- 1(indirect: By IRA)
Common Shares
- 130(indirect: By Trust)
Common Shares
Footnotes (3)
- [F1]The reporting person exercised in full his subscription rights (each subscription right entitling it to purchase 0.1148 shares of XOMA Corporation ("XOMA") common stock, at a subscription price equal to $13.00 per share), issued pro rata to holders of XOMA common stock on the record date for the rights offering. The reporting person acquired these shares of common stock at the closing of the rights offering.
- [F2]Owned directly through W. D. Van Ness IRA.
- [F3]Shares owned directly by The Van Ness 1983 Revocable Trust.