WADDELL & REED FINANCIAL INC 4
4 · WADDELL & REED FINANCIAL INC · Filed Dec 26, 2012
Insider Transaction Report
Form 4
REIMER RONALD C
Director
Transactions
- Exercise/Conversion
Class A Common
2012-12-24$21.09/sh+5,000$105,450→ 20,261 total - Sale
Class A Common
2012-12-24$35.39/sh−5,000$176,962→ 15,261 total - Exercise/Conversion
NQSO (Right to Buy)
2012-12-24−5,000→ 6,371 totalExercise: $21.09Exp: 2013-07-02→ Class A Common (5,000 underlying)
Holdings
- 11,489(indirect: By Foundation)
Class A Common
- 1,000(indirect: Pension Plan Account)
Class A Common
- 30,617(indirect: By LLC)
Class A Common
Footnotes (2)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $35.17 to 35.58, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
- [F2]The options vested in increments of 10% per year beginning on the first anniversary of the grant date.