4//SEC Filing
WADDELL & REED FINANCIAL INC 4
Accession 0001190802-13-000004
CIK 0001052100operating
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 5:56 PM ET
Size
10.7 KB
Accession
0001190802-13-000004
Insider Transaction Report
Form 4
REIMER RONALD C
Director
Transactions
- Sale
Class A Common
2013-03-22$42.98/sh−6,371$273,799→ 9,860 total - Exercise/Conversion
Class A Common
2013-03-22$21.09/sh+6,371$134,364→ 16,231 total - Exercise/Conversion
NQSO (Right to Buy)
2013-03-22−6,371→ 0 totalExercise: $21.09Exp: 2013-07-02→ Class A Common (6,371 underlying)
Holdings
- 1,000(indirect: Pension Plan Account)
Class A Common
- 39,477(indirect: By LLC)
Class A Common
- 11,489(indirect: By Foundation)
Class A Common
Footnotes (2)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $42.84 to $43.28, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
- [F2]The options vested in increments of 10% per year beginning on the first anniversary of the grant date.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001052100
Filing Metadata
- Form type
- 4
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 5:56 PM ET
- Size
- 10.7 KB