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WADDELL & REED FINANCIAL INC·4

Mar 26, 5:56 PM ET

WADDELL & REED FINANCIAL INC 4

4 · WADDELL & REED FINANCIAL INC · Filed Mar 26, 2013

Insider Transaction Report

Form 4
Period: 2013-03-22
WADDELL & REED FINANCIAL INCWDR
REIMER RONALD C
Director
Transactions
  • Exercise/Conversion

    Class A Common

    2013-03-22$21.09/sh+6,371$134,364→ 16,231 total
  • Sale

    Class A Common

    [F1]
    2013-03-22$42.98/sh−6,371$273,799→ 9,860 total
  • Exercise/Conversion

    NQSO (Right to Buy)

    [F2]
    2013-03-22−6,371→ 0 total
    Exercise: $21.09Exp: 2013-07-02→ Class A Common (6,371 underlying)
Holdings

  • Class A Common

    (indirect: By LLC)
    39,477

  • Class A Common

    (indirect: Pension Plan Account)
    1,000

  • Class A Common

    (indirect: By Foundation)
    11,489
Footnotes (2)
  • [F1]The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $42.84 to $43.28, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
  • [F2]The options vested in increments of 10% per year beginning on the first anniversary of the grant date.
Signature
Ronald C. Reimer|2013-03-26

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT