4//SEC Filing
WADDELL & REED FINANCIAL INC 4
Accession 0001190805-09-000003
CIK 0001052100operating
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 5:20 PM ET
Size
10.1 KB
Accession
0001190805-09-000003
Insider Transaction Report
Form 4
ROGERS WILLIAM L
Director
Transactions
- Sale
Class A Common
2009-08-05$28.10/sh−1,829$51,395→ 68,366 total - Exercise/Conversion
Class A Common
2009-08-05$17.67/sh+1,929$34,079→ 70,195 total - Sale
Class A Common
2009-08-05$28.11/sh−100$2,811→ 68,266 total - Exercise/Conversion
NQSO (Right to Buy)
2009-08-05−1,929→ 0 totalExercise: $17.67From: 2000-07-03Exp: 2010-01-04→ Class A Common (1,929 underlying)
Footnotes (1)
- [F1]Following the above reported transaction, Mr. Rogers owns, in the aggregate, a remaining 26,418 options outstanding with various exercise prices and grant, vesting and expiration dates.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001052100
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 5:20 PM ET
- Size
- 10.1 KB