WADDELL & REED FINANCIAL INC 4
4 · WADDELL & REED FINANCIAL INC · Filed Nov 22, 2010
Insider Transaction Report
Form 4
ROGERS WILLIAM L
Director
Transactions
- Sale
Class A Common
2010-11-18$31.03/sh−12,420$385,353→ 72,263 total - Exercise/Conversion
Class A Common
2010-11-18$17.71/sh+12,420$219,937→ 84,683 total - Exercise/Conversion
NQSO (Right to Buy)
2010-11-18−12,420→ 13,998 totalExercise: $17.71From: 2000-12-23Exp: 2010-12-22→ Class A Common (12,420 underlying)
Footnotes (3)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.06, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F2]1,242 options vested on each of December 23, 2000, 2001, 2002, 2003 and 2004 and the remaining 6,210 options vested on April 25, 2005.
- [F3]The options were granted on January 3, 2000, have an exercise price of $17.6667, were fully vested as of April 25, 2005 and expire on January 2, 2011.