WADDELL & REED FINANCIAL INC 4
4 · WADDELL & REED FINANCIAL INC · Filed Dec 3, 2010
Insider Transaction Report
Form 4
ROGERS WILLIAM L
Director
Transactions
- Sale
Class A Common
2010-12-01$31.92/sh−13,998$446,860→ 72,263 total - Exercise/Conversion
Class A Common
2010-12-01$17.67/sh+13,998$247,298→ 86,261 total - Exercise/Conversion
NQSO (Right to Buy)
2010-12-01−13,998→ 0 totalExercise: $17.67From: 2005-04-25Exp: 2011-01-02→ Class A Common (13,998 underlying)
Footnotes (2)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.88 to $31.98, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F2]1,400 options vested on each of January 3, 2001, 2002, 2003, 2004 and 2005 and the remaining 6,998 options vested on April 25, 2005.