Earnings Feed
Start Free
Home/Filings/4/0001190808-09-000003
4//SEC Filing

WADDELL & REED FINANCIAL INC 4

Accession 0001190808-09-000003

CIK 0001052100operating
View on SEC.govCompany Profile

Filed

May 11, 8:00 PM ET

Accepted

May 12, 4:11 PM ET

Size

14.5 KB

Accession

0001190808-09-000003

Insider Transaction Report

Form 4
Period: 2009-05-08
WADDELL & REED FINANCIAL INCWDR
SCHIEBER MARK A
SVP & Controller
Transactions
  • Exercise/Conversion

    NQSO (Right to Buy)

    2009-05-08−1,265→ 0 total
    Exercise: $16.83From: 2001-12-10Exp: 2009-12-11→ Class A Common (1,265 underlying)
  • Exercise/Conversion

    Class A Common

    2009-05-08$16.83/sh+1,265$21,294→ 22,102 total
  • Sale

    Class A Common

    2009-05-08$24.32/sh−500$12,160→ 20,837 total
  • Exercise/Conversion

    NQSO (Right to Buy)

    2009-05-08−227→ 0 total
    Exercise: $18.00From: 2003-02-01Exp: 2009-12-11→ Class A Common (227 underlying)
  • Exercise/Conversion

    Class A Common

    2009-05-08$18.00/sh+227$4,086→ 22,329 total
  • Sale

    Class A Common

    2009-05-08$24.31/sh−992$24,120→ 21,337 total
Holdings

  • Class A Common

    (indirect: By 401(k))
    3,785.707
Footnotes (2)
  • [F1]Units (which include Class A common stock and cash reserves) representing Mr. Schieber's interest in the Company's 401(k) Plan unitized stock fund.
  • [F2]500 options were exercisable as of December 10, 2001, 2002 and 2003.

Documents

1 file

Issuer

WADDELL & REED FINANCIAL INC

CIK 0001052100

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001052100

Filing Metadata

Form type
4
Filed
May 11, 8:00 PM ET
Accepted
May 12, 4:11 PM ET
Size
14.5 KB
View on SEC.gov