Home/Filings/4/0001191901-17-000003
4//SEC Filing

CADIZ INC 4

Accession 0001191901-17-000003

$CDZICIK 0000727273operating

Filed

Jun 21, 8:00 PM ET

Accepted

Jun 22, 2:31 PM ET

Size

11.7 KB

Accession

0001191901-17-000003

Insider Transaction Report

Form 4
Period: 2017-05-18
SHAHEEN TIMOTHY J
DirectorChief Financial Officer
Transactions
  • Gift

    Common Stock

    2017-05-185,000108,500 total
  • Exercise/Conversion

    Common Stock

    2017-06-07+100,000208,500 total
  • Sale

    Common Stock

    2017-06-21$13.00/sh50,000$650,000158,500 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-06-07100,0000 total
    Common Stock (100,000 underlying)
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $11.50From: 2012-01-14Exp: 2020-01-14Common Stock (100,000 underlying)
    100,000
Footnotes (4)
  • [F1]Represents vesting of 100,000 previously reported restricted stock units ("RSUs").
  • [F2]Sold by the Reporting Person for the purpose of meeting tax obligations arising from the vesting of RSUs as described in Footnote 1 above.
  • [F3]Previously reported.
  • [F4]Each previously reported RSU represented a contingent right to receive one share of Cadiz Inc. common stock, with right vested June 7, 2017.

Issuer

CADIZ INC

CIK 0000727273

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000727273

Filing Metadata

Form type
4
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 2:31 PM ET
Size
11.7 KB