CADIZ INC 4
4 · CADIZ INC · Filed Jun 22, 2017
Insider Transaction Report
Form 4
CADIZ INCCDZI
SHAHEEN TIMOTHY J
DirectorChief Financial Officer
Transactions
- Gift
Common Stock
2017-05-18−5,000→ 108,500 total - Exercise/Conversion
Common Stock
2017-06-07+100,000→ 208,500 total - Sale
Common Stock
2017-06-21$13.00/sh−50,000$650,000→ 158,500 total - Exercise/Conversion
Restricted Stock Units
2017-06-07−100,000→ 0 total→ Common Stock (100,000 underlying)
Holdings
- 100,000
Employee Stock Option (right to buy)
Exercise: $11.50From: 2012-01-14Exp: 2020-01-14→ Common Stock (100,000 underlying)
Footnotes (4)
- [F1]Represents vesting of 100,000 previously reported restricted stock units ("RSUs").
- [F2]Sold by the Reporting Person for the purpose of meeting tax obligations arising from the vesting of RSUs as described in Footnote 1 above.
- [F3]Previously reported.
- [F4]Each previously reported RSU represented a contingent right to receive one share of Cadiz Inc. common stock, with right vested June 7, 2017.