4//SEC Filing
GRAHAM WILLIAM A IV 4
Accession 0001192482-04-000298
CIK 0001033660other
Filed
May 26, 8:00 PM ET
Accepted
May 27, 10:37 AM ET
Size
60.7 KB
Accession
0001192482-04-000298
Insider Transaction Report
Form 4
ANIMAS CORPPUMP
GRAHAM WILLIAM A IV
Director
Transactions
- Conversion
Common Stock
2004-05-25+1,316,932→ 1,437,587 total - Award
Director Stock Option (Right to Buy)
2004-05-25+4,667→ 4,667 totalExercise: $15.00Exp: 2014-05-25→ Common Stock (4,667 underlying) - Exercise/Conversion
Warrant to Purchase Series C Convertible Preferred Stock
2004-05-25−38,196→ 0 totalExercise: $12.50Exp: 2013-01-21→ Series C Convertible Preferred Stock (38,196 underlying) - Exercise/Conversion
Warrant to Purchase Series C Convertible Preferred Stock
2004-05-25−2,649.6→ 0 total(indirect: See Footnote)Exercise: $12.50Exp: 2013-03-21→ Series C Convertible Preferred Stock (2,649.6 underlying) - Tax Payment
Series C Convertible Preferred Stock
2004-05-25−2,844→ 0 total(indirect: See Footnote)→ Common Stock (3,792 underlying) - Conversion
Series C Convertible Preferred Stock
2004-05-25+12,770→ 0 total(indirect: See Footnote)→ Common Stock (17,026 underlying) - Exercise/Conversion
Series C Convertible Preferred Stock
2004-05-25+208,800→ 0 total→ Common Stock (278,400 underlying) - Tax Payment
Series C Convertible Preferred Stock
2004-05-25−130,500→ 0 total→ Common Stock (174,000 underlying) - Conversion
Common Stock
2004-05-25+32,440→ 35,640 total(indirect: See Footnote) - Exercise/Conversion
Warrant to Purchase Series C Convertible Preferred Stock
2004-05-25−170,604→ 0 totalExercise: $12.50Exp: 2013-03-21→ Series C Convertible Preferred Stock (170,604 underlying) - Exercise/Conversion
Series C Convertible Preferred Stock
2004-05-25+2,650→ 0 total(indirect: See Footnote)→ Common Stock (3,533 underlying) - Conversion
Series A Convertible Preferred Stock
2004-05-25+275,200→ 0 total→ Common Stock (366,933 underlying) - Conversion
Common Stock
2004-05-25+112,000→ 149,111 total(indirect: See Footnote) - Conversion
Series C Convertible Preferred Stock
2004-05-25+21,930→ 0 total(indirect: See Footnote)→ Common Stock (29,240 underlying) - Conversion
Series C Convertible Preferred Stock
2004-05-25+60,000→ 0 total(indirect: See Footnote)→ Common Stock (80,000 underlying) - Conversion
Common Stock
2004-05-25+18,892→ 20,759 total(indirect: See Footnote) - Exercise/Conversion
Series C Convertible Preferred Stock
2004-05-25+4,550→ 0 total(indirect: See Footnote)→ Common Stock (6,066 underlying) - Tax Payment
Series C Convertible Preferred Stock
2004-05-25−1,656→ 0 total(indirect: See Footnote)→ Common Stock (2,208 underlying) - Conversion
Series B Convertible Preferred Stock
2004-05-25+146,200→ 0 total→ Common Stock (194,933 underlying) - Conversion
Series C Convertible Preferred Stock
2004-05-25+566,300→ 0 total→ Common Stock (755,066 underlying) - Conversion
Series A Convertible Preferred Stock
2004-05-25+24,000→ 0 total(indirect: See Footnote)→ Common Stock (32,000 underlying) - Conversion
Series B Convertible Preferred Stock
2004-05-25+2,400→ 0 total(indirect: See Footnote)→ Common Stock (3,200 underlying) - Conversion
Series B Convertible Preferred Stock
2004-05-25+1,400→ 0 total(indirect: See Footnote)→ Common Stock (1,866 underlying) - Exercise/Conversion
Warrant to Purchase Series C Convertible Preferred Stock
2004-05-25−4,550.4→ 0 total(indirect: See Footnote)Exercise: $12.50Exp: 2013-03-21→ Series C Convertible Preferred Stock (4,550.4 underlying)
Footnotes (9)
- [F1]Reporting person's spouse is a trustee for Deed of Trust of WAG, IV, SETTLOR, DTD July 28, 1998, etc., which is for her benefit and the benefit of their children. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- [F2]Reporting person's spouse is a trustee for Deed of Trust of WAG, IV, SETTLOR, DTD May 29, 1996, etc. which is for her benefit and the benefit of their children. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- [F3]Reporting person is the trustee for TUA of Laura M. Graham, DTD June 19, 2000, which is for the benefit of one of his children. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- [F4]Reporting person is the trustee for TUA of WAG, V, DTD March 16, 2000, which is for the benefit of one of his children. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- [F5]These derivative securities are immediately exercisable.
- [F6]These derivative securities do not have an expiration date.
- [F7]Converted on a 1 for 1.333 basis.
- [F8]This option is exercisable in four quarterly installments commencing June 30, 2004.
- [F9]Issued upon conversion of preferred stock. See Table II.
Documents
Issuer
ANIMAS CORP
CIK 0001033660
Entity typeother
Related Parties
1- filerCIK 0001287766
Filing Metadata
- Form type
- 4
- Filed
- May 26, 8:00 PM ET
- Accepted
- May 27, 10:37 AM ET
- Size
- 60.7 KB