4//SEC Filing
CROTHALL GRAEME A 4
Accession 0001192482-04-000303
CIK 0001033660other
Filed
May 26, 8:00 PM ET
Accepted
May 27, 10:43 AM ET
Size
53.3 KB
Accession
0001192482-04-000303
Insider Transaction Report
Form 4
ANIMAS CORPPUMP
CROTHALL GRAEME A
Spouse of CEO & Pres. (*)10% Owner
Transactions
- Exercise/Conversion
Warrant to Purchase Series C Convertible Preferred Stock
2004-05-25−13,067.55→ 0 totalExercise: $12.50Exp: 2013-01-21→ Series C Convertible Preferred Stock (13,067.55 underlying) - Conversion
Series C Convertible Preferred Stock
2004-05-25+20,700→ 0 total(indirect: See Footnote)→ Common Stock (27,600 underlying) - Conversion
Common Stock
2004-05-25+421,583→ 576,033 total - Tax Payment
Series C Convertible Preferred Stock
2004-05-25−25,312→ 0 total→ Common Stock (33,749 underlying) - Exercise/Conversion
Warrant to Purchase Series C Convertible Preferred Stock
2004-05-25−27,162→ 0 total(indirect: By Spouse)Exercise: $12.50Exp: 2013-01-21→ Series C Convertible Preferred Stock (27,162 underlying) - Conversion
Series C Convertible Preferred Stock
2004-05-25+16,000→ 0 total(indirect: See Footnote)→ Common Stock (21,333 underlying) - Exercise/Conversion
Series C Convertible Preferred Stock
2004-05-25+40,500→ 0 total→ Common Stock (54,000 underlying) - Tax Payment
Series C Convertible Preferred Stock
2004-05-25−54,000→ 0 total(indirect: By Spouse)→ Common Stock (72,000 underlying) - Conversion
Series A Convertible Preferred Stock
2004-05-25+263,600→ 0 total(indirect: By Spouse)→ Common Stock (351,466 underlying) - Award
Director Stock Option (Right to Buy)
2004-05-25+4,667→ 4,667 totalExercise: $15.00Exp: 2014-05-25→ Common Stock (4,667 underlying) - Conversion
Series C Convertible Preferred Stock
2004-05-25+316,188→ 0 total→ Common Stock (421,583 underlying) - Conversion
Common Stock
2004-05-25+842,666→ 1,380,917 total(indirect: By Spouse) - Conversion
Common Stock
2004-05-25+27,600→ 92,711 total(indirect: See Footnote) - Conversion
Common Stock
2004-05-25+21,333→ 202,000 total(indirect: See Footnote) - Exercise/Conversion
Warrant to Purchase Series C Convertible Preferred Stock
2004-05-25−59,238→ 0 total(indirect: By Spouse)Exercise: $12.50Exp: 2013-03-21→ Series C Convertible Preferred Stock (59,238 underlying) - Exercise/Conversion
Warrant to Purchase Series C Convertible Preferred Stock
2004-05-25−27,432.45→ 0 totalExercise: $12.50Exp: 2013-03-21→ Series C Convertible Preferred Stock (27,432.45 underlying) - Exercise/Conversion
Series C Convertible Preferred Stock
2004-05-25+86,400→ 0 total(indirect: By Spouse)→ Common Stock (115,200 underlying) - Conversion
Series C Convertible Preferred Stock
2004-05-25+368,400→ 0 total(indirect: By Spouse)→ Common Stock (491,200 underlying)
Footnotes (10)
- [F1]Reporting person's spouse is the trustee for the Peter Laakmann Trust, which is for the benefit of one of her children. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- [F10]Issued upon conversion of preferred stock. See Table II.
- [F2]Reporting person's spouse is the trustee for the Christine Laakmann Trust, which is for the benefit of one of her children. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- [F3]Reporting person's spouse is the trustee for the Gayle Laakmann Trust, which is for the benefit of one of her children. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- [F4]Reporting person's spouse is the trustee for the Karen Laakmann Trust, which is for the benefit of one of her children. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- [F5]Reporting person is a trustee for the Graeme Crothall Trust, which is for the benefit of his children. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- [F6]This option is exercisable in four equal quarterly installments commencing on June 30, 2004.
- [F7]These derivative securities are immediately exercisable.
- [F8]These derivative securities do not have an expiration date.
- [F9]Converted on a 1 for 1.333 basis.
Documents
Issuer
ANIMAS CORP
CIK 0001033660
Entity typeother
Related Parties
1- filerCIK 0001287764
Filing Metadata
- Form type
- 4
- Filed
- May 26, 8:00 PM ET
- Accepted
- May 27, 10:43 AM ET
- Size
- 53.3 KB