4//SEC Filing
StoneCastle Financial Corp. 4
Accession 0001192482-14-000254
$BANXCIK 0001578987other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 4:34 PM ET
Size
7.3 KB
Accession
0001192482-14-000254
Insider Transaction Report
Form 4
Siegel Joshua S.
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2014-12-10$19.24/sh+1,500$28,860→ 1,501 total - Purchase
Common Stock
2014-12-10$19.15/sh+6$115→ 1,507 total
Holdings
- 45,510(indirect: By LLC)
Common Stock
Footnotes (1)
- [F1]Common Stock was purchased in the transactions by Joshua Siegel. Following the transactions, 1,507 shares of Common Stock are owned directly by Joshua Siegel and 45,510 shares of Common Stock are owned by StoneCastle Asset Management LLC. Joshua Siegel is an Officer of Stone Castle Partners, LLC which is the 100% owner of StoneCastle Asset Management LLC, and is a Manager of StoneCastle Asset Management LLC, and has the power to direct voting and investment in the shares owned by StoneCastle Asset Management LLC. Joshua Siegel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Documents
Issuer
StoneCastle Financial Corp.
CIK 0001578987
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001578987
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 4:34 PM ET
- Size
- 7.3 KB