StoneCastle Financial Corp. 4
4 · StoneCastle Financial Corp. · Filed May 6, 2015
Insider Transaction Report
Form 4
Siegel Joshua S.
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2015-05-04$17.15/sh+100$1,715→ 1,607 total - Purchase
Common Stock
2015-05-04$17.28/sh+900$15,552→ 2,507 total
Holdings
- 45,510(indirect: By LLC)
Common Stock
Footnotes (1)
- [F1]Common Stock was purchased in the transactions by Joshua Siegel. Following the transactions, 2,507 shares of Common Stock are owned directly by Joshua Siegel and 45,510 shares of Common Stock are owned by StoneCastle Asset Management LLC. Joshua Siegel is an Officer of Stone Castle Partners, LLC which is the 100% owner of StoneCastle Asset Management LLC, and is a Manager of StoneCastle Asset Management LLC, and has the power to direct voting and investment in the shares owned by StoneCastle Asset Management LLC. Joshua Siegel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.