4//SEC Filing
COLLEGIUM PHARMACEUTICAL, INC 4
Accession 0001192482-15-000206
$COLLCIK 0001267565operating
Filed
May 13, 8:00 PM ET
Accepted
May 14, 4:06 PM ET
Size
29.5 KB
Accession
0001192482-15-000206
Insider Transaction Report
Form 4
Frazier Healthcare VI, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2015-05-12+582,490→ 582,490 total - Conversion
Common Stock
2015-05-12+222,231→ 804,721 total - Conversion
Common Stock
2015-05-12+392,113→ 1,196,834 total - Conversion
Common Stock
2015-05-12+540,498→ 1,737,332 total - Purchase
Common Stock
2015-05-12$12.00/sh+150,000$1,800,000→ 1,887,332 total - Conversion
Series A Convertible Stock
2015-05-12−4,019,183→ 0 total→ Common Stock (582,490 underlying) - Conversion
Series B Convertible Stock
2015-05-12−1,533,399→ 0 total→ Common Stock (222,231 underlying) - Conversion
Series C Convertible Stock
2015-05-12−2,705,585→ 0 total→ Common Stock (392,113 underlying) - Conversion
Series D Convertible Stock
2015-05-12−3,676,078→ 0 total→ Common Stock (540,498 underlying)
Footnotes (3)
- [F1]All series of Convertible Preferred Stock automatically converted into Collegium Pharmaceutical, Inc. common stock on a 1-for-6.9 basis immediately prior to the closing of the initial public offering and had no expiration date.
- [F2]Reflects the conversion of preferred stock into Collegium Pharmaceutical, Inc. common stock on a 1-for-6.9 basis which became effective on May 12, 2015.
- [F3]This report is filed jointly by Frazier Healthcare VI, L.P. ("FHVI"), FHM VI, L.P. ("FHM LP"), FHM VI, LLC ("FHM LLC"), Nathan Every ("Every"), Alan Frazier ("Frazier"), Patrick Heron ("Heron"), Nader Naini ("Naini") and James Topper ("Topper"). The shares are held by FHVI. The general partner of FHVI is FHM LP, a limited partnership, the general partner of which is FHM LLC. The members of FHM LLC are Every, Frazier, Naini, Heron, and Topper. These individuals share voting and investment power over the shares held by FHVI. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
Documents
Issuer
COLLEGIUM PHARMACEUTICAL, INC
CIK 0001267565
Entity typeoperating
IncorporatedVA
Related Parties
1- filerCIK 0001267565
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 4:06 PM ET
- Size
- 29.5 KB