Siegel Joshua S. 4
4 · StoneCastle Financial Corp. · Filed Sep 25, 2017
Insider Transaction Report
Form 4
Siegel Joshua S.
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2017-09-22$20.33/sh+200$4,067→ 6,507 total
Holdings
- 46,833(indirect: By LLC)
Common Stock
Footnotes (1)
- [F1]Common Stock was purchased in the transaction by Joshua Siegel. Following the transaction, 6,507 shares of Common Stock are owned directly by Joshua Siegel and 46,833 shares of Common Stock are owned by StoneCastle Asset Management LLC (5,323 shares of Common Stock) and its parent StoneCastle Partners (41,510 shares of Common Stock). Joshua Siegel is an Officer of Stone Castle Partners, LLC which is the 100% owner of StoneCastle Asset Management LLC, and is a Manager of StoneCastle Asset Management LLC, and has the power to direct voting and investment in the shares owned by StoneCastle Asset Management LLC. Joshua Siegel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.