4//SEC Filing
Tammara Vijay 4
Accession 0001192482-21-000405
CIK 0001372299other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 8:15 PM ET
Size
23.5 KB
Accession
0001192482-21-000405
Insider Transaction Report
Form 4
Ocugen, Inc.OCGN
Tammara Vijay
Vice President
Transactions
- Sale
Common Stock
2021-05-04$13.81/sh−2,000$27,620→ 0 total - Sale
Common Stock
2021-05-04$13.50/sh−6,500$87,750→ 0 total - Exercise/Conversion
Common Stock
2021-05-04$2.94/sh+2,000$5,880→ 2,000 total - Sale
Common Stock
2021-05-04$13.81/sh−2,311$31,915→ 0 total - Sale
Common Stock
2021-05-04$13.81/sh−4,900$67,669→ 0 total - Exercise/Conversion
Common Stock
2021-05-04$0.51/sh+6,500$3,315→ 6,500 total - Exercise/Conversion
Options (Right to Buy)
2021-05-04−4,900→ 0 totalExercise: $0.46Exp: 2024-09-18→ Common Stock (4,900 underlying) - Exercise/Conversion
Options (Right to Buy)
2021-05-04−2,000→ 2,191 totalExercise: $2.94Exp: 2026-04-26→ Common Stock (2,000 underlying) - Exercise/Conversion
Options (Right to Buy)
2021-05-04−6,500→ 58,261 totalExercise: $0.51Exp: 2030-01-02→ Common Stock (6,500 underlying) - Exercise/Conversion
Common Stock
2021-05-04$0.46/sh+4,900$2,254→ 4,900 total - Exercise/Conversion
Common Stock
2021-05-04$0.56/sh+2,311$1,306→ 2,311 total - Exercise/Conversion
Options (Right to Buy)
2021-05-04−2,311→ 42,578 totalExercise: $0.56Exp: 2030-08-14→ Common Stock (2,311 underlying)
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.35 to $13.71. The Reporting Person undertakes to provide Ocugen, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]All of the options became exerciable immediately upon grant.
- [F4]The option, initially representing a right to purchase a total of 77,641 shares, vests and becomes exercisable annually in equal installments over three years commencing on January 2, 2021, subject to continued service with the Company on the applicable vesting dates.
- [F5]The option, initially representing a right to purchase a total of 50,000 shares, vests and becomes exercisable in equal monthly installments over three years commencing on September 14, 2020, subject to continued service with the Company on the applicable vesting dates.
Documents
Issuer
Ocugen, Inc.
CIK 0001372299
Entity typeother
Related Parties
1- filerCIK 0001791822
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 8:15 PM ET
- Size
- 23.5 KB