4//SEC Filing
Fernandes Prabhavathi 4
Accession 0001192482-21-000463
CIK 0001372299other
Filed
May 26, 8:00 PM ET
Accepted
May 27, 4:07 PM ET
Size
14.0 KB
Accession
0001192482-21-000463
Insider Transaction Report
Form 4
Ocugen, Inc.OCGN
Fernandes Prabhavathi
Director
Transactions
- Sale
Common Stock
2021-05-25$8.21/sh−19,500$160,095→ 0 total - Exercise/Conversion
Common Stock
2021-05-25$1.83/sh+14,000$25,620→ 14,000 total - Exercise/Conversion
Option (Right to Buy)
2021-05-25−19,500→ 34,500 totalExercise: $0.28Exp: 2030-04-05→ Common Stock (19,500 underlying) - Exercise/Conversion
Option (Right to Buy)
2021-05-25−14,000→ 112,000 totalExercise: $1.83Exp: 2031-01-01→ Common Stock (14,000 underlying) - Exercise/Conversion
Common Stock
2021-05-25$0.28/sh+19,500$5,460→ 19,500 total - Sale
Commom Stock
2021-05-25$8.19/sh−14,000$114,660→ 0 total
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.19 to $8.23. The Reporting Person undertakes to provide Ocugen, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.18 to $8.20. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The option, initially representing a right to purchase a total of 54,000 shares, vests mothly in equal installments over three years commencing on May 5, 2020, subject to continued service with the Company through the applicable vesting dates.
- [F4]The option, initially representing a right to purchase a total of 126,000 shares, vests monthly in equal installments over three years commencing on February 1, 2021, subject to continued service with the Company through the applicable vesting dates.
Documents
Issuer
Ocugen, Inc.
CIK 0001372299
Entity typeother
Related Parties
1- filerCIK 0001540883
Filing Metadata
- Form type
- 4
- Filed
- May 26, 8:00 PM ET
- Accepted
- May 27, 4:07 PM ET
- Size
- 14.0 KB