13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 ------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NewBridge Partners, LLC --------------------------------------------------------- Address: 535 Madison Avenue, 14th floor --------------------------------------------------------- New York, New York 10022 --------------------------------------------------------- Form 13F File Number: 28-5523 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anna Lynn LaRochelle --------------------------------------------------------- Title: Operations Manager --------------------------------------------------------- Phone: (212) 745-1000 --------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Anna Lynn LaRochelle New York, New York August 12, 2003 ------------------------ ------------------ --------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------------------------- Form 13F Information Table Entry Total: 62 --------------------------------- Form 13F Information Table Value Total: $1,704008 --------------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name (s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name None 28-5523 NewBridge Partners, LLC ---- ------- -----------------------

~~NewBridge Partners, LLC Discretionary Ownsership for 13F As of 12/31/02~~ ----------------------------------------------------------------------------------------------------------------------------- NewBridge Partners, LLC Discretionary Ownership for 13F As of June 30, 2003 (COLUMN 61) (COLUMN 42) (COLUMN 53) ~~INVESTMENT~~ (COLUMN 24) (COLUMN 35) ~~FAIR SHARES OR DISCRETION~~ (COLUMN 76) (COLUMN 17) NAME TITLE FAIR SHARES OR INVESTMENT DISCRETION OF OF CUSIP VALUE PRINCIPAL PUT/ SHARES OTHER ~~NAME OF~~ ISSUER CLASS NUMBER ~~X1000~~x1000 AMOUNT CALL SOLE SHARED OTHER MGRS ~~SOLE~~ -------------- ---------- ---------- ---------- ---------- ----- --------- ---------- ------ ---------- ------------------------------- A O L TIME WARNER COMMON 00184A105 $1,~~924~~719 ~~146,920~~16.0899 ~~131~~106,~~620~~852 15106,~~300~~852 ~~39,573~~ ABBOTT LABS COMMON 002824100 ~~541~~$222 ~~13,537~~43.7599 5,~~537~~073 85,~~000~~073 0 AFFILIATED ~~COMPUTERS~~COMPUTER S COMMON 008190100 $80,~~001~~245 45.7299 1,~~519~~754,~~488~~753 1,~~512~~751,~~670~~153 ~~400~~700 62,~~418~~900 ~~939,305~~ ALLERGAN INC COM COMMON 018490102 57$66,~~763~~194 177.0999 858,~~002,480~~543 1857,~~001,580~~343 ~~100~~400 800 ~~599,431~~ AMERICAN INTL GROUP I COMMON 026874107 86$77,~~227~~789 55.1799 1,~~490~~409,~~532~~727 1,~~477~~407,~~069~~381 ~~13,463~~400 ~~967~~1,~~353~~946 AMGEN INC COM COMMON 031162100 59$86,~~140~~252 65.9400 1,~~223~~308,~~425~~042 1,~~220~~307,~~025~~442 ~~400~~600 ~~3,000 737,257~~ APOLLO GROUP INC CL A COMMON 037604105 33$45,~~422~~411 ~~759,582~~61.8000 ~~758~~734,~~132~~803 ~~250 1~~733,~~200~~553 ~~454,602~~350 900 APPLIED MATLS INC COM COMMON 038222105 ~~290~~$437 ~~22,285~~15.8400 2227,~~285~~585 1627,~~590~~585 BED BATH & BEYOND INC COMMON 075896100 53$54,~~043~~592 38.8200 1,~~536~~406,~~134~~295 1,~~531~~402,~~834~~495 600 3,~~700~~200 ~~884,359~~ BERKSHIRE HATHAWAY IN COMMON 084670207 $4,~~502~~340 2,430.0000 1,~~858~~786 1,~~858~~786 0 CELESTICA INC SUB VTG COMMON 15101Q108 ~~550~~$449 ~~39,035~~15.7600 3928,~~035~~491 2928,~~470~~491 CISCO SYSTEMS INC COM COMMON 17275R102 68$80,~~857~~177 516.7900 4,~~256~~775,~~234~~305 54,~~182~~767,~~734~~605 731,~~500~~000 26,~~855,703~~700 CITIGROUP INC COM COMMON 172967101 77$81,~~566~~778 242.8000 1,~~204~~910,~~203~~693 21,~~173~~906,~~303~~293 1,000 293,~~900~~400 ~~1,220,311~~ CLEAR CHANNEL COMMUNI COMMON 184502102 61$85,~~791~~500 ~~1,657,041~~42.3900 12,~~657~~016,~~041~~982 12,~~037~~014,~~237~~882 ~~COCA~~600 ~~COLA CO COMMON 191216100 776 17~~1,~~700~~500 ~~3,000 14,700 0 COLGATE PALMOLIVE CO COMMON 194162103 682 13,000 13,000 0 CONCORD EFS INC COM COMMON 206197105 480 30,510 30,510 16,870~~ DELL COMPUTER CORP CO COMMON 247025109 ~~294~~$828 1131.8400 26,~~000~~005 1126,~~000~~005 0 DU PONT E I DE NEMOUR COMMON 263534109 ~~318~~$312 41.6400 7,500 7,500 0 E M C CORP MASS COM COMMON 268648102 ~~780~~$875 ~~127,071~~10.4700 9183,~~071~~582 3683,~~000~~582 ~~55,231~~ EBAY INC COM COMMON 278642103 ~~644~~$842 ~~9,489~~104.0000 98,~~489~~099 78,~~109~~099 ELECTRONIC ARTS INC C COMMON 285512109 ~~384~~$772 ~~7,711~~73.9000 710,~~711~~441 710,~~711~~441 EXXON CORPORATION COMMON 30231G102 ~~1,134~~$352 ~~32,462~~35.9100 129,~~350~~800 209,~~112~~800 0 FEDERAL HOME LN MTG C COMMON 313400301 81$66,~~253~~176 50.7700 1,~~376~~303,~~003~~454 1,~~373~~300,~~753~~604 250 2,~~000~~600 ~~866,049~~ FEDERAL NAT MORTGAGE COMMON 313586109 ~~380~~$381 67.4400 5,~~900~~650 5,~~900~~650 0 FIRST DATA CORP COM COMMON 319963104 86$79,~~599~~277 241.4400 1,~~445~~913,~~613~~062 21,~~430~~907,~~313~~312 ~~500~~850 144,~~800~~900 ~~1,482,498~~ FOREST LABS INC COM COMMON 345838106 78$86,~~473~~742 54.7500 1,~~597~~584,~~899~~334 1,~~585~~581,~~799~~484 ~~900~~650 112,200 ~~834,109~~ GENERAL ELEC CO COMMON 369604103 2$7,~~247~~963 ~~92,295~~28.6801 7768,~~895~~454 1468,~~400~~454 0 GENERAL MTRS CORP CL COMMON 370442832 ~~663~~$594 ~~61,922~~12.8100 6146,~~922~~404 4546,~~362~~404 HARLEY DAVIDSON INC C COMMON 412822108 66$31,~~436~~779 139.8600 797,~~438,014~~275 1795,~~427,714~~675 600 91,~~700 938,573 HARTFORD FINL SVCS GR COMMON 416515104 722 15,886 15,886 0 HEWLETT PACKARD CO CO COMMON 428236103 177 10,213 2,213 8,~~000 0 HOME DEPOT INC COM COMMON 437076102 63$1,~~914~~416 ~~2,660,858~~33.1202 242,~~624,158~~743 3642,~~700~~743 ~~1,523,406~~ HUNTINGTON BANCSHARES COMMON 446150104 $1,~~038~~005 5519.5100 51,500 5551,500 0I ~~ITT~~B ~~INDS~~M ~~INC~~COMMON ~~IND~~459200101 $672 82.5028 8,141 8,141 IMATION CORP COM COMMON ~~450911102~~45245A107 ~~482~~$319 737.8200 8,~~943~~443 78,~~943~~443 0 INTEL CORP COM COMMON 458140100 ~~952~~$1,278 20.8100 61,~~154~~395 61,~~154~~395 ~~4,454~~INTERSIL IHLDG BCORP MCL COMMON ~~459200101~~46069S109 ~~3,526 45,~~$500 926.6100 18,~~500~~802 3618,~~000~~802 0 INTUIT INC COM COMMON 461202103 34$68,~~258~~539 ~~730,130~~44.6000 ~~728,830 275~~ 1,~~025 430~~536,~~618~~751 ~~ISHARES TR RSSLL 1000 MUTUAL 464287614~~ 1,~~987 54~~533,~~635~~476 ~~54,635~~525 542,~~410~~750 JOHNSON & JOHNSON COMMON 478160104 ~~49,400~~$581 ~~919,763~~51.6999 ~~458~~11,~~163~~248 ~~448~~8,~~000~~048 133,~~600~~200 ~~213~~ KOHLS CORP COM COMMON 500255104 43$60,~~523~~325 ~~777,894~~51.3800 ~~776,019 275~~ 1,~~600 459~~174,~~730~~089 ~~L-3 COMMUNICATIONS HL COMMON 502424104 58,317~~ 1,~~298~~171,~~535~~814 475 1,~~295,935~~800 ~~250 2,350 818,821~~ LABORATORY CORP AMER COMMON 50540R409 29$30,~~202~~832 30.1500 1,~~256~~022,~~545~~629 1,~~256~~022,~~545~~629 ~~598,867~~L-3 ~~MANOR~~COMMUNICATIONS ~~CARE~~HL ~~INC~~ COMMON ~~564055101~~502424104 ~~371~~$59,094 1943.4900 1,~~927~~358,792 191,~~927~~356,292 0600 1,900 MEDTRONIC INC COM COMMON 585055106 98$76,~~759~~780 247.9700 1,~~165~~600,~~776~~591 21,~~144~~596,~~426~~141 950 203,~~400~~500 ~~1,308,438~~ MERCK & CO INC COMMON 589331107 $1,~~317~~197 2360.5498 19,~~266~~767 2218,~~266~~767 1,000 ~~200~~ MERRILL LYNCH & CO IN COMMON 590188108 72$80,~~198~~780 46.6800 1,~~902~~730,~~452~~502 1,~~887~~727,~~452~~952 ~~15,000~~350 12,~~064,035~~200 MICROSOFT CORP COM COMMON 594918104 7$5,~~050~~538 ~~136,369~~25.6400 ~~113~~215,~~869~~992 22204,~~500~~992 1811,~~189~~000 ~~NASDAQ~~NOKIA ~~100~~CORP TRADR ~~UNIT~~SPONSO SE COMMON ~~631100104~~654902204 ~~280~~$656 ~~11,500~~16.4300 1139,~~500~~916 1139,~~000~~916 ~~NOKIA~~NVIDIA CORP ~~ADR~~COM ~~SPONSO~~ COMMON ~~654902204~~67066G104 ~~71,250~~$129 ~~4,596,748~~11.1676 411,~~580,748~~531 1611,~~000~~531 ~~2,700,510~~ ORACLE SYS CORP COMMON 68389X105 ~~799~~$549 ~~73,978~~12.0100 7345,~~978~~736 5845,~~897~~736 PFIZER INC COMMON 717081103 90$60,~~985~~499 234.1500 1,~~976~~771,~~276~~554 21,~~954~~768,~~676~~754 211,~~600~~000 1,~~860,061~~800 ~~PHILIP~~PIXAR ~~MORRIS~~COM ~~COS INS~~ COMMON ~~718154107~~725811103 ~~227~~$353 60.5799 5,~~600~~832 ~~800 4~~5,~~800~~832 0 PRINS RECYCLING CORP COMMON 742544109 $0 ~~18,000~~0.0000 18,000 18,000 ~~QUALCOMM~~QLOGIC ~~INC~~CORP COM COMMON ~~747525103~~747277101 ~~40,837~~$435 ~~1,122,191~~48.2401 19,~~122,191~~018 ~~766~~9,~~250~~018 ~~ROYAL~~QUALCOMM ~~DUTCH~~INC ~~PETE~~COM ~~CO N~~ COMMON ~~780257804~~747525103 ~~462~~$38,241 1035.9400 1,~~500~~064,014 101,~~500~~063,664 0350 S L M CORPORATION COM COMMON 78442P106 $96,~~387~~193 ~~928,043~~39.1700 ~~926~~2,~~343 300 1~~455,~~400~~777 ~~542~~2,~~633 SPDR TR UNIT SER 1 COMMON 78462F103 1~~450,~~927~~977 ~~21,840~~900 213,~~840~~900 ~~4,390~~SCHWAB STCHARLES ~~JUDE~~CORP ~~MED~~N ~~INC COM~~ COMMON ~~790849103~~808513105 $398 10~~,033~~.0900 ~~252~~39,~~600~~426 ~~252~~39,~~600~~426 0SIEBEL ~~SCHWAB~~SYS ~~CHARLES~~INC ~~CORP~~COM N COMMON ~~808513105~~826170102 ~~1,138~~$302 ~~104,926~~9.4830 5431,~~926~~877 5031,~~000~~877 ~~5,501~~ SUN MICROSYSTEMS INC COMMON 866810104 ~~338~~$379 ~~108,593~~4.6500 ~~108~~81,~~593~~429 8581,~~493~~429 SYMANTEC CORP COM COMMON 871503108 ~~935 23~~$35,~~072~~246 2343.9100 802,~~072~~681 16800,~~072~~731 ~~TEXAS~~450 ~~INSTRS~~1,500 ~~INC~~TEVA ~~COM~~PHARMACEUTICAL I COMMON ~~882508104~~881624209 ~~743~~$36,037 4956.9000 633,~~513~~337 49631,~~513~~962 35250 1,~~381~~125 3MTEXAS ~~COMPANY~~INSTRS INC COM COMMON ~~88579Y101~~882508104 ~~321~~$33,589 217.6000 1,~~600~~908,484 21,~~600~~904,434 0750 ~~UNILEVER N V WI COMMON 904784709 220~~ 3,~~571~~300 ~~3,571~~UTSTARCOM 0INC ~~VERITAS~~COM ~~SOFTWARE CO C~~ COMMON ~~923436109~~918076100 ~~462~~$928 ~~29,559~~35.6400 2926,~~559~~025 2526,~~772~~025 WAL MART STORES INC COMMON 931142103 $2,~~755~~178 ~~54,536~~53.6694 40,~~536~~587 1439,587 1,000 0XILINX ~~WRIGLEY~~INC WMCOM JRCOMMON CO983919101 ~~COMMON~~$324 ~~982526105~~29.1276 111,~~317~~118 2411,~~000~~118 24XM SATELLITE RADIO IN COMMON 983759101 $288 10.9900 26,~~000~~185 026,185 ZIMMER HLDGS INC COM COMMON 98956P102 37$66,~~940~~430 ~~913,780~~45.0500 ~~912~~1,~~230~~474,577 ~~350~~ 1,~~200~~470,327 ~~577~~700 3,~~805~~550 TOTAL $1,~~733~~704,~~709~~008

----------------------------------------------------------- (COLUMN 81) ~~VOTING AUTHORITY~~ (COLUMN 18) ~~SHARES~~ NAME VOTING AUTHORITY OF SHARES ISSUER SOLE SHARED OTHER -------------- ---------- ----------------------------------- A O L TIME WARNER 35,730 0 ~~107~~71,~~347~~122 ABBOTT LABS 0 130 5,~~537~~073 AFFILIATED ~~COMPUTERS~~COMPUTER 3S 1,~~040~~101,973 ~~577~~1,~~143~~620 651,160 ALLERGAN INC COM 2488,~~140~~421 ~~400~~860 369,~~909~~262 AMERICAN INTL GROUP I 5892,~~826~~285 ~~517~~1,~~353~~754 515,688 AMGEN INC COM 2830,~~520~~196 ~~483~~1,~~648~~695 476,151 APOLLO GROUP INC CL A 3427,~~700~~116 ~~301~~1,~~280~~000 306,687 APPLIED MATLS INC COM 20,400 0 57,~~695~~185 BED BATH & BEYOND INC 6808,~~885~~107 ~~644~~2,~~890~~085 596,103 BERKSHIRE HATHAWAY IN 0 0 1,~~858~~786 CELESTICA INC SUB VTG 18,966 0 9,~~565~~525 CISCO SYSTEMS INC COM 442,~~230~~564,864 22,295 2,~~356~~188,~~301~~146 CITIGROUP INC COM 91,~~240~~039,241 ~~974~~2,~~652~~495 868,957 CLEAR CHANNEL COMMUNI 21,~~560 617~~266,~~244~~192 ~~COCA COLA CO 0 17~~1,~~700~~935 ~~COLGATE PALMOLIVE CO 0 13~~748,~~000~~855 ~~CONCORD EFS INC COM 0 13,640~~ DELL COMPUTER CORP CO 11,850 0 1114,~~000~~155 DU PONT E I DE NEMOUR 0 0 7,500 E M C CORP MASS COM 48,142 0 7135,~~840~~440 EBAY INC COM 5,659 0 2,~~380~~440 ELECTRONIC ARTS INC 0C 8,396 0 2,045 EXXON CORPORATION 0 320 9,~~462~~800 FEDERAL HOME LN MTG C 3811,~~915~~145 ~~506~~885 491,~~039~~424 FEDERAL NAT MORTGAGE 0 0 5,~~900~~650 FIRST DATA CORP COM 61,~~560~~198,434 ~~956~~2,~~555~~350 712,278 FOREST LABS INC COM 9944,~~210~~076 ~~754~~1,~~580~~845 638,413 GENERAL ELEC CO 450 0 9268,~~295~~004 GENERAL MTRS CORP CL 33,594 0 1612,~~560~~810 HARLEY DAVIDSON INC C 3468,~~600~~956 ~~495~~1,~~841~~145 ~~HARTFORD FINL SVCS GR 0 15~~327,~~886~~174 ~~HEWLETT PACKARD CO CO 0 10,213~~ HOME DEPOT INC COM ~~13,430~~451 10 42,~~124,022~~292 HUNTINGTON BANCSHARES 0 550 51,500 ~~ITT~~I ~~INDS~~B ~~INC~~M ~~IND~~0 0 8,141 IMATION CORP COM 5,923 0 72,~~943~~520 INTEL CORP COM 4,695 0 56,700 IINTERSIL BHLDG MCORP CL 15,937 0 452,~~500~~865 INTUIT INC COM 2978,~~960~~298 ~~296~~1,~~552~~630 ~~ISHARES~~556,823 ~~TR RSSLL 1000 0 225~~ JOHNSON & JOHNSON ~~448,000~~0 ~~471~~0 11,~~550~~248 KOHLS CORP COM 3719,~~095~~638 ~~315~~1,~~069~~155 ~~L-3 COMMUNICATIONS HL 3~~453,~~150~~296 ~~476,564~~ LABORATORY CORP AMER 2565,~~290~~389 ~~655~~50 457,~~388~~190 ~~MANOR~~L-3 ~~CARE~~COMMUNICATIONS ~~INC~~HL 0946,263 191,~~927~~600 410,929 MEDTRONIC INC COM 10904,~~950~~622 ~~846~~2,~~388~~235 693,734 MERCK & CO INC 1 0 2319,~~066~~766 MERRILL LYNCH & CO IN 7952,~~885~~902 ~~830~~2,~~532~~175 775,425 MICROSOFT CORP COM 35,650 0 ~~118,~~180,342 ~~NASDAQ~~NOKIA ~~100~~CORP TRADR ~~UNIT~~SPONSO SE32,548 0 ~~500~~7,368 ~~NOKIA~~NVIDIA CORP ~~ADR~~COM ~~SPONSO 11~~9,~~680~~071 10 2,~~884,558~~460 ORACLE SYS CORP 33,805 0 1511,~~081~~931 PFIZER INC 13990,~~070~~741 12,~~103~~695 778,~~145~~118 ~~PHILIP~~PIXAR ~~MORRIS~~COM ~~COS~~4,507 ~~INS~~ 0 51,~~600~~325 PRINS RECYCLING CORP 18,000 0 0 ~~QUALCOMM~~QLOGIC ~~INC~~CORP COM 17,~~290~~208 ~~354~~0 1,~~651~~810 ~~ROYAL~~QUALCOMM ~~DUTCH~~INC ~~PETE~~COM CO674,251 N440 ~~0 10~~389,~~500~~323 S L M CORPORATION COM 41,~~015~~415,171 ~~381~~2,~~395~~220 ~~SPDR~~1,038,386 TRSCHWAB ~~UNIT~~CHARLES ~~SER~~CORP 1N 5,501 0 1733,~~450~~925 STSIEBEL ~~JUDE~~SYS ~~MED~~ INC COM ~~0 252~~24,~~600~~612 ~~SCHWAB CHARLES CORP N~~ 0 997,~~425~~265 SUN MICROSYSTEMS INC 58,729 0 2322,~~100~~700 SYMANTEC CORP COM 0463,216 72,~~000~~095 ~~TEXAS~~337,370 ~~INSTRS~~TEVA ~~INC~~PHARMACEUTICAL ~~COM~~I 0384,837 14290 248,~~132~~210 3MTEXAS ~~COMPANY~~INSTRS INC COM 01,179,342 2875 728,~~600~~267 ~~UNILEVER~~UTSTARCOM NINC VCOM WI19,635 0 36,~~571~~390 ~~VERITAS~~WAL ~~SOFTWARE~~MART COSTORES CINC 1 0 340,~~787~~586 ~~WAL~~XILINX ~~MART~~INC ~~STORES~~COM ~~INC~~9,823 0 541,~~536~~295 ~~WRIGLEY~~XM WMSATELLITE JRRADIO COIN 20,240 0 245,~~000~~945 ZIMMER HLDGS INC COM 4757,~~405~~336 ~~331~~2,~~570~~125 715,116 TOTAL

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