13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 -------------------- Check here if Amendment [ ]; Amendment Number: -------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hamilton Investment Management LLC --------------------------------------------- Address: 415 Madison Ave --------------------------------------------- New York, NY 10017 --------------------------------------------- Form 13F File Number: 028-10423 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Wohlmacher ----------------------------------------------------------- Title: Chief Operating Officer, Hamilton Investment Management LLC ----------------------------------------------------------- Phone: (212) 527-8448 ----------------------------------------------------------- Signature, Place, and Date of Signing: /s/ James Wohlmacher New York, NY 8-14-03 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ----------------- -------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ------------------- Form 13F Information Table Entry Total: 114 ------------------- Form 13F Information Table Value Total: 316,659 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ---- -------------------- -------------------- [Repeat as necessary.]

POGO PRODUCING CO Convertible Bond 730448AE7 3,063 3,000,000 Convertible Bond sole N/A 3,000,000 PTEK HOLDINGS INC Convertible Bond 74058FAC6 970 1,000,000 Convertible Bond sole N/A 1,000,000 PSINET INC Preferred Stock 74437C309 - 100,000 Preferred Stock sole N/A 100,000 RF MICRO DEVICES INC Convertible Bond 749941AC4 4,035 4,000,000 Convertible Bond sole N/A 4,000,000 REGAL ENTERTAINMENT GRP Convertible Bond 758766AA7 268 250,000 Convertible Bond sole N/A 250,000 TOTAL RENAL CARE HLDGS Convertible Bond 759671AC4 1,365 1,300,000 Convertible Bond sole N/A 1,300,000 ROYAL CARIBBEAN CRUISES Convertible Bond 780153AK8 1,290 3,000,000 Convertible Bond sole N/A 3,000,000 ROYAL CARIBBEAN CRUISES Convertible Bond 780153AM4 2,203 4,750,000 Convertible Bond sole N/A 4,750,000 SBS BROADCASTING SA Convertible Bond 805906AC8 855 850,000 Convertible Bond sole N/A 850,000 SCIOS INC Convertible Bond 808905AB9 2,425 2,000,000 Convertible Bond sole N/A 2,000,000 SEPRACOR INC Convertible Bond 817315AQ7 906 1,000,000 Convertible Bond sole N/A 1,000,000 SIX FLAGS INC Preferred Stock 83001P505 2,819 143,100 Preferred Stock sole N/A 143,100 TEKELEC INC Convertible Bond 879101AD5 487 500,000 Convertible Bond sole N/A 500,000 TEVA PHARM FINANCE LLC Convertible Bond 88163VAB5 15,990 12,000,000 Convertible Bond sole N/A 12,000,000 3M COMPANY Convertible Bond 88579YAA9 100 100,000 Convertible Bond sole N/A 100,000 TRANSWITCH CORP Convertible Bond 894065AB7 795 1,000,000 Convertible Bond sole N/A 1,000,000 UTSTARCOM INC Convertible Bond 918076AA8 811 500,000 Convertible Bond sole N/A 500,000 VECTOR GROUP LTD Convertible Bond 92240MAC2 1,180 1,320,000 Convertible Bond sole N/A 1,320,000 WEBMD CORP Convertible Bond 94769MAD7 1,924 2,000,000 Convertible Bond sole N/A 2,000,000 WILLIAMS COMM GROUP INC Preferred Stock 969455401 - 23,400 Preferred Stock sole N/A 23,400 AMERICAN ELECTRIC POWER Common Stock 025537101 2,297 77,000 Common Stock sole N/A 77,000 November 03 Calls on AIG US Call 0268749KK 344 800 Call sole N/A 800 ALLEN TELECOM INC Common Stock 018091108 4,956 300,000 Common Stock sole N/A 300,000 AVADO BRANDS INC Common Stock 05336P108 20 75,376 Common Stock sole N/A 75,376 January 04 Calls on CCU US Call 1845029AH 420 700 Call sole N/A 700 CONSTELLATION ENERGY GROUP Common Stock 210371100 3,087 90,000 Common Stock sole N/A 90,000 COMCAST CORP-SPECIAL CL A Common Stock 20030N200 2,162 75,000 Common Stock sole N/A 75,000 PROGRESS ENERGY INC-CVO Common Stock 743263AA3 24 200,000 Common Stock sole N/A 200,000 DPL INC Common Stock 233293109 1,594 100,000 Common Stock sole N/A 100,000 ENTERGY CORP Common Stock 29364G103 3,167 60,000 Common Stock sole N/A 60,000 FPL GROUP INC Common Stock 302571104 1,003 15,000 Common Stock sole N/A 15,000 GENERAL MOTORS CORP Common Stock 370442105 720 20,000 Common Stock sole N/A 20,000 GENERAL MOTORS-HUGHES ELECTR Common Stock 370442832 1,793 140,000 Common Stock sole N/A 140,000 GENZYME CORP-BIOSURGERY DIV Common Stock 372917708 2,212 1,117,247 Common Stock sole N/A 1,117,247 HANDSPRING INC Common Stock 410293104 57 50,000 Common Stock sole N/A 50,000 WEBMD CORP Common Stock 94769M105 1,250 115,385 Common Stock sole N/A 115,385 IDEC PHARMACEUTICALS CORP Common Stock 449370105 2,550 75,000 Common Stock sole N/A 75,000 GARTNER INC-CL A Common Stock 366651107 206 27,200 Common Stock sole N/A 27,200 JO-ANN STORES INC-CL B Common Stock 47758P208 1,240 56,000 Common Stock sole N/A 56,000 JONES APPAREL GROUP INC Common Stock 480074103 1,375 47,000 Common Stock sole N/A 47,000 November 03 Puts on JNY US Put 4800748WF 245 1,000 Put sole N/A 1,000 L-3 COMMUNICATIONS HOLDINGS Common Stock 502424104 483 11,100 Common Stock sole N/A 11,100 NORTHPOINT COMMUNICATIONS Common Stock 666610100 1 150,000 Common Stock sole N/A 150,000 NPS PHARMACEUTICALS INC Common Stock 62936P103 730 30,000 Common Stock sole N/A 30,000 NISOURCE INC-SAILS Common Stock 65473P600 770 346,800 Common Stock sole N/A 346,800 P G & E CORP Common Stock 69331C108 3,701 175,000 Common Stock sole N/A 175,000 PUBLIC SERVICE ENTERPRISE GP Common Stock 744573106 5,281 125,000 Common Stock sole N/A 125,000 PEGASUS COMMUNICATIONS CORP Common Stock 705904605 1,881 64,497 Common Stock sole N/A 64,497 PNM RESOURCES INC Common Stock 69349H107 2,541 95,000 Common Stock sole N/A 95,000 PPL CORPORATION Common Stock 69351T106 5,268 122,500 Common Stock sole N/A 122,500 October 03 Calls on COST US Call 22160K9JG 246 770 Call sole N/A 770 PEOPLESOFT INC Common Stock 712713106 378 21,500 Common Stock sole N/A 21,500

RIBAPHARM INC Common Stock 762537108 161 25,000 Common Stock sole N/A 25,000 SUNTERRA CORP Common Stock 86787D208 147 18,116 Common Stock sole N/A 18,116 SEMPRA ENERGY Common Stock 816851109 2,354 82,500 Common Stock sole N/A 82,500 SYMANTEC CORP Common Stock 871503108 1,026 23,400 Common Stock sole N/A 23,400 TRAVELERS PROP CASUALT-B Common Stock 89420G406 248 15,700 Common Stock sole N/A 15,700 December 03 Calls on TEVA US Call 8816249LK 378 700 Call sole N/A 700 TXU CORP Common Stock 873168108 1,908 85,000 Common Stock sole N/A 85,000 UTILITIES HOLDRS TRUST Common Stock 918019100 1,582 21,200 Common Stock sole N/A 21,200 VECTOR GROUP LTD Common Stock 92240M108 1,766 100,892 Common Stock sole N/A 100,892 WESTAR ENERGY INC Common Stock 95709T100 3,408 210,000 Common Stock sole N/A 210,000 January 05 Calls on IGT US Call 45954W9AT 501 321 Call sole N/A 321

HAMILTON INVESTMENT MANAGEMENT LLC 13F-HR