13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 ------------------ Check here if Amendment [_]; Amendment Number: _____________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Victory NewBridge Capital Management, a Division of Victory Capital Management ----------------------------------------------------- Address: 535 Madison Avenue, 14/th/ floor ----------------------------------------------------- New York, New York 10022 ----------------------------------------------------- Form 13F File Number: 28-5523 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anna Lynn LaRochelle ----------------------------------------------------- Title: Operations Manager ----------------------------------------------------- Phone: (212) 745-1000 ----------------------------------------------------- Signature, Place, and Date of Signing: /s/ Anna Lynn LaRochelle New York, New York October 29, 2003 ------------------------- -------------------------- --------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if o holdings reported are in this report, and all holdings are reported by other reporting manager (s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------------------------ Form 13F Information Table Entry Total: 63 ------------------------------------ Form 13F Information Table Value Total: $1,322,281 ------------------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name (s) and Form 13F file number (s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name None 28-5523 Victory NewBridge Capital Management Victory NewBridge Capital Management Discretionary Ownership for 13F September 30, 2003

----------------------------------------------------------------------------------------------------------------------------- NewBridge Partners, LLC Discretionary Ownership for 13F As of June 30, 2003 (~~COLUMN~~ITEM 1) (~~COLUMN~~ITEM 2) (~~COLUMN~~ITEM 3) (~~COLUMN~~ITEM 4) (~~COLUMN~~ITEM 5) (~~COLUMN~~ITEM 6) (~~COLUMN~~ITEM 7) (ITEM 8) Investment Discretion Voting Authority NAME TITLE FAIR SHARES OR ~~INVESTMENT~~SHARED ~~DISCRETION~~(Shares) OF OF CUSIP ~~VALUE~~MARKET PRINCIPAL ~~PUT/~~SOLE ~~SHARES~~SHARED OTHER OTHER SOLE SHARED NONE ISSUER CLASS NUMBER ~~x1000~~VALUE AMOUNT ~~CALL~~(A) ~~SOLE~~(B) ~~SHARED~~(C) ~~OTHER~~MGR ~~MGRS~~(A) (B) (C) ------------------------------------------------------------------------------------------------------------------------------------ A O L TIME WARNER COMMON 00184A105 $1,~~719~~552 ~~16.0899~~102,693 ~~106~~102,~~852~~693 ~~106~~32,~~852~~171 ~~ABBOTT~~0 ~~LABS COMMON 002824100 $222 43.7599 5~~70,~~073~~522 ~~5,073~~ AFFILIATED COMPUTER S COMMON 008190100 ~~$80~~62,~~245~~990 ~~45.7299~~ 1,~~754~~293,~~753~~705 1,~~751~~290,~~153~~270 ~~700~~1,035 2,~~900~~400 1,023,715 1,955 268,035 ALLERGAN INC COM COMMON 018490102 ~~$66~~48,~~194~~624 ~~77.0999 858~~617,~~543~~603 ~~857~~616,~~343~~293 ~~400~~510 800 453,346 970 163,287 AMERICAN INTL GROUP I COMMON 026874107 ~~$77~~61,~~789~~347 ~~55.1799~~ 1,~~409~~063,~~727~~202 1,~~407~~060,~~381~~681 ~~400~~675 1,~~946~~846 839,150 2,029 222,023 AMGEN INC COM COMMON 031162100 ~~$86~~63,~~252~~757 ~~65.9400~~988,178 1987,~~308~~318 860 776,~~042~~912 1,~~307~~935 209,~~442~~331 ~~600~~ APOLLO GROUP INC CL A COMMON 037604105 ~~$45~~41,~~411~~977 ~~61.8000~~635,730 ~~734~~634,~~803~~355 ~~733~~475 900 489,553 ~~350~~1,130 ~~900~~145,047 APPLIED MATLS INC COM COMMON 038222105 ~~$437~~466 ~~15.8400~~25,712 2725,~~585~~712 2717,~~585~~527 0 8,185 BED BATH & BEYOND INC COMMON 075896100 ~~$54~~27,~~592~~182 ~~38.8200~~710,268 1708,~~406,295~~058 560 1,~~402~~650 522,~~495~~750 ~~600~~2,015 3185,~~200~~503 BERKSHIRE HATHAWAY IN COMMON 084670207 $4,~~340~~298 21,~~430.0000~~722 1,~~786~~722 0 0 1,~~786~~722 CELESTICA INC SUB VTG COMMON 15101Q108 ~~$449~~400 ~~15.7600~~25,241 2825,~~491~~241 2815,~~491~~246 0 9,995 CISCO SYSTEMS INC COM COMMON 17275R102 ~~$80~~67,~~177~~117 ~~16.7900 4~~3,~~775~~426,~~305~~070 43,~~767~~417,~~605~~785 1,~~000~~585 6,700 2,376,550 4,815 1,044,705 CITIGROUP INC COM COMMON 172967101 ~~$81~~60,~~778~~085 ~~42.8000~~ 1,~~910~~320,~~693~~251 1,~~906~~315,~~293~~551 1,~~000~~300 3,400 954,315 2,795 363,141 CLEAR CHANNEL COMMUNI COMMON 184502102 ~~$85~~55,~~500~~978 ~~42.3900 2~~1,~~016~~461,~~982~~570 21,~~014~~459,~~882~~085 ~~600~~985 1,500 1,179,475 2,320 279,775 DELL ~~COMPUTER~~INC ~~CORP~~COMMON CO24702R101 814 24,363 24,363 10,208 0 14,155 DISNEY WALT PRODTNS COMMON ~~247025109~~254687106 ~~$828~~212 ~~31.8400~~10,494 2610,~~005~~494 260 0 10,~~005~~494 DU PONT E I DE NEMOUR COMMON 263534109 $312 ~~41.6400~~7,800 7,~~500~~800 0 0 7,~~500~~800 E M C CORP MASS COM COMMON 268648102 ~~$875~~968 ~~10.4700~~76,635 8376,~~582~~635 8341,~~582~~195 0 35,440 EBAY INC COM COMMON 278642103 ~~$842~~28,215 ~~104.0000~~526,008 8524,~~099~~283 8425 1,~~099~~300 407,965 870 117,173 ELECTRONIC ARTS INC C COMMON 285512109 ~~$772~~856 ~~73.9000~~9,284 109,~~441~~284 107,~~441~~239 0 2,045 EXXON CORPORATION COMMON 30231G102 ~~$352~~326 ~~35.9100~~8,900 98,~~800~~900 90 0 8,~~800~~900 FEDERAL HOME LN MTG C COMMON 313400301 ~~$66~~25,~~176~~863 ~~50.7700~~494,033 1492,~~303,454~~458 365 1,~~300~~210 382,~~604~~102 ~~250~~805 2111,~~600~~126 FEDERAL NAT MORTGAGE COMMON 313586109 ~~$381~~397 ~~67.4400~~5,650 5,650 0 0 5,650 FIRST DATA CORP COM COMMON 319963104 ~~$79~~58,~~277~~106 ~~41.4400~~ 1,~~913~~454,~~062~~113 1,~~907~~448,~~312~~623 ~~850~~1,290 4,~~900~~200 1,132,350 2,790 318,973 FOREST LABS INC COM COMMON 345838106 ~~$86~~46,~~742~~388 ~~54.7500~~901,618 1898,~~584~~753 665 2,~~334~~200 675,902 1,~~581~~535 224,~~484~~181 ~~650~~GARMIN 2LTD ORD COMMON G37260109 298 7,~~200~~107 7,107 7,107 GENERAL ELEC CO COMMON 369604103 $72,~~963~~024 ~~28.6801~~67,904 6867,~~454~~904 680 0 67,~~454~~904 GENERAL MTRS CORP CL COMMON 370442832 ~~$594~~543 37,916 37,916 25,106 0 12~~.8100~~,810 46GILEAD SCIENCES INC C COMMON 375558103 20,~~404~~963 46374,~~404~~072 372,957 115 1,000 329,942 155 43,975 HARLEY DAVIDSON INC C COMMON 412822108 ~~$31~~27,~~779~~605 ~~39.8600 797~~572,~~275~~709 ~~795~~571,~~675~~174 ~~600~~735 800 437,187 1,~~000~~280 134,242 HOME DEPOT INC COM COMMON 437076102 $1,~~416~~347 ~~33.1202~~42,292 42,~~743~~292 0 0 42,~~743~~292 HUNTINGTON BANCSHARES COMMON 446150104 $1,~~005~~022 ~~19.5100~~51,500 51,500 0 0 51,500 I B M COMMON 459200101 ~~$672~~726 ~~82.5028~~8,217 8,~~141~~217 0 0 8,~~141~~217 IMATION CORP ~~COM~~ COMMON 45245A107 ~~$319~~253 ~~37.8200 8~~7,~~443~~747 87,~~443~~747 7747 INTEL CORP COM COMMON 458140100 $1,~~278~~687 ~~20.8100~~ 61,~~395~~297 61,~~395~~297 4,597 0 56,700 INTERSIL HLDG CORP CL COMMON 46069S109 ~~$500~~423 ~~26.6100~~17,761 1817,~~802~~761 1813,~~802~~896 0 3,865 INTUIT INC COM COMMON 461202103 ~~$68~~56,~~539~~230 ~~44.6000~~ 1,~~536~~165,~~751~~624 1,~~533~~162,~~476~~054 ~~525~~820 2,750 927,906 1,925 235,793 JOHNSON & JOHNSON COMMON 478160104 ~~$581~~547 ~~51.6999~~ 11,~~248~~048 8,048 3,~~200~~000 0 0 11,048 KOHLS CORP COM COMMON 500255104 ~~$60~~44,~~325~~739 ~~51.3800~~836,237 1833,~~174,089~~782 655 1,~~171~~800 654,~~814~~872 ~~475~~ 1,~~800~~335 180,030 LABORATORY CORP AMER COMMON 50540R409 ~~$30~~525 18,~~832~~309 ~~30.1500 1~~18,~~022,629~~309 1675 0 17,~~022,629~~634 L-3 COMMUNICATIONS HL COMMON 502424104 ~~$59~~44,~~094~~558 ~~43.4900~~ 1,~~358~~030,~~792~~245 1,~~356~~027,~~292~~465 ~~600~~880 1,900 835,873 1,880 192,492 MEDTRONIC INC COM COMMON 585055106 ~~$76~~54,~~780~~029 ~~47.9700~~ 1,~~600~~151,~~591~~518 1,~~596~~147,~~141~~328 ~~950~~890 3,~~500~~300 850,981 2,175 298,362 MERCK & CO INC COMMON 589331107 $1,~~197~~001 ~~60.5498~~ 19,~~767~~766 18,~~767~~766 1,000 0 0 19,766 MERRILL LYNCH & CO IN COMMON 590188108 ~~$80~~60,~~780~~937 ~~46.6800~~ 1,~~730~~138,~~502~~369 1,~~727~~135,~~952~~544 ~~350~~625 2,200 819,414 2,410 316,545 MICROSOFT CORP COM COMMON 594918104 $5,~~538~~894 ~~25.6400 215~~212,~~992~~006 ~~204~~201,~~992~~006 11,000 31,864 0 180,142 NOKIA CORP ADR SPONSO COMMON 654902204 ~~$656~~549 ~~16.4300~~35,211 3935,~~916~~211 3927,~~916~~943 0 7,268 NVIDIA CORP ~~COM~~ COMMON 67066G104 ~~$129~~180 11~~.1676~~,274 11,~~531~~274 11,~~531~~274 ORACLE SYS CORP COMMON 68389X105 ~~$549~~464 ~~12.0100~~41,265 4541,~~736~~265 4529,~~736~~434 0 11,831 PFIZER INC COMMON 717081103 ~~$60~~37,~~499~~305 ~~34.1500~~ 1,~~771~~227,~~554~~945 1,~~768~~224,~~754~~860 1,~~000~~285 1,800 928,142 2,980 296,823 PIXAR COM COMMON 725811103 ~~$353~~358 ~~60.5799~~ 5,~~832~~369 5,~~832~~369 ~~PRINS~~3,944 ~~RECYCLING CORP COMMON 742544109 $~~0 ~~0.0000 18~~1,~~000~~425 ~~18,000~~ QLOGIC CORP COM COMMON 747277101 ~~$435~~400 ~~48.2401~~8,518 98,~~018~~518 96,~~018~~403 0 2,115 QUALCOMM INC COM COMMON 747525103 ~~$38~~29,~~241~~182 ~~35.9400~~700,302 1699,~~064,014~~782 1520 555,~~063,664~~129 ~~350~~580 144,593 S L M CORPORATION COM COMMON 78442P106 ~~$96~~66,~~193~~532 ~~39.1700 2~~1,~~455~~707,~~777~~689 21,~~450~~702,~~977~~619 ~~900~~1,320 3,~~900~~750 1,304,306 2,640 400,743 SCHWAB CHARLES CORP N COMMON 808513105 ~~$398~~452 ~~10.0900~~37,925 3937,~~426~~925 395,~~426~~500 0 32,425 SIEBEL SYS INC COM COMMON 826170102 ~~$302~~281 ~~9.4830~~28,744 3128,~~877~~744 3121,~~877~~479 0 7,265 SUN MICROSYSTEMS INC COMMON 866810104 ~~$379~~246 ~~4.6500~~74,318 8174,~~429~~318 8151,~~429~~618 0 22,700 SYMANTEC CORP COM COMMON 871503108 ~~$35~~38,~~246~~324 ~~43.9100 802~~606,~~681~~493 ~~800~~604,~~731~~418 ~~450~~575 1,500 436,845 1,120 168,528 TEVA PHARMACEUTICAL I COMMON 881624209 ~~$36~~28,~~037~~632 ~~56.9000 633~~500,~~337~~551 ~~631~~499,~~962~~061 ~~250~~365 1,125 368,761 405 131,385 TEXAS INSTRS INC COM COMMON 882508104 ~~$33~~32,~~589~~928 ~~17.6000~~ 1,~~908~~444,~~484~~202 1,~~904~~439,~~434~~802 ~~750~~1,100 3,300 1,113,596 1,225 329,381 UTSTARCOM INC COM COMMON 918076100 ~~$928~~454 ~~35.6400~~14,281 2614,~~025~~281 2610,~~025~~746 0 3,535 WAL MART STORES INC COMMON 931142103 $2,~~178~~233 ~~53.6694 40~~39,~~587~~986 3938,~~587~~986 1,000 0 0 39,986 XILINX INC COM COMMON 983919101 ~~$324~~28,402 ~~29.1276~~999,008 11995,~~118~~953 11830 2,~~118~~225 746,713 910 251,385 XM SATELLITE RADIO IN COMMON 983759101 ~~$288~~363 ~~10.9900~~23,448 2623,~~185~~448 2617,~~185~~503 0 5,945 ZIMMER HLDGS INC COM COMMON 98956P102 ~~$66~~71,~~430~~415 ~~45.0500~~ 1,~~474~~296,~~577~~101 1,~~470~~291,~~327~~571 ~~700~~980 3,550 1,003,645 2,405 290,051 TOTAL $1,~~704~~322,~~008~~281

----------------------------------------------------------- (COLUMN 1) (COLUMN 8) NAME VOTING AUTHORITY OF SHARES ISSUER SOLE SHARED OTHER ----------------------------------------------------------- A O L TIME WARNER 35,730 0 71,122 ABBOTT LABS 0 0 5,073 AFFILIATED COMPUTER S 1,101,973 1,620 651,160 ALLERGAN INC COM 488,421 860 369,262 AMERICAN INTL GROUP I 892,285 1,754 515,688 AMGEN INC COM 830,196 1,695 476,151 APOLLO GROUP INC CL A 427,116 1,000 306,687 APPLIED MATLS INC COM 20,400 0 7,185 BED BATH & BEYOND INC 808,107 2,085 596,103 BERKSHIRE HATHAWAY IN 0 0 1,786 CELESTICA INC SUB VTG 18,966 0 9,525 CISCO SYSTEMS INC COM 2,564,864 22,295 2,188,146 CITIGROUP INC COM 1,039,241 2,495 868,957 CLEAR CHANNEL COMMUNI 1,266,192 1,935 748,855 DELL COMPUTER CORP CO 11,850 0 14,155 DU PONT E I DE NEMOUR 0 0 7,500 E M C CORP MASS COM 48,142 0 35,440 EBAY INC COM 5,659 0 2,440 ELECTRONIC ARTS INC C 8,396 0 2,045 EXXON CORPORATION 0 0 9,800 FEDERAL HOME LN MTG C 811,145 885 491,424 FEDERAL NAT MORTGAGE 0 0 5,650 FIRST DATA CORP COM 1,198,434 2,350 712,278 FOREST LABS INC COM 944,076 1,845 638,413 GENERAL ELEC CO 450 0 68,004 GENERAL MTRS CORP CL 33,594 0 12,810 HARLEY DAVIDSON INC C 468,956 1,145 327,174 HOME DEPOT INC COM 451 0 42,292 HUNTINGTON BANCSHARES 0 0 51,500 I B M 0 0 8,141 IMATION CORP COM 5,923 0 2,520 INTEL CORP COM 4,695 0 56,700 INTERSIL HLDG CORP CL 15,937 0 2,865 INTUIT INC COM 978,298 1,630 556,823 JOHNSON & JOHNSON 0 0 11,248 KOHLS CORP COM 719,638 1,155 453,296 LABORATORY CORP AMER 565,389 50 457,190 L-3 COMMUNICATIONS HL 946,263 1,600 410,929 MEDTRONIC INC COM 904,622 2,235 693,734 MERCK & CO INC 1 0 19,766 MERRILL LYNCH & CO IN 952,902 2,175 775,425 MICROSOFT CORP COM 35,650 0 180,342 NOKIA CORP ADR SPONSO 32,548 0 7,368 NVIDIA CORP COM 9,071 0 2,460 ORACLE SYS CORP 33,805 0 11,931 PFIZER INC 990,741 2,695 778,118 PIXAR COM 4,507 0 1,325 PRINS RECYCLING CORP 18,000 0 0 QLOGIC CORP COM 7,208 0 1,810 QUALCOMM INC COM 674,251 440 389,323 S L M CORPORATION COM 1,415,171 2,220 1,038,386 SCHWAB CHARLES CORP N 5,501 0 33,925 SIEBEL SYS INC COM 24,612 0 7,265 SUN MICROSYSTEMS INC 58,729 0 22,700 SYMANTEC CORP COM 463,216 2,095 337,370 TEVA PHARMACEUTICAL I 384,837 290 248,210 TEXAS INSTRS INC COM 1,179,342 875 728,267 UTSTARCOM INC COM 19,635 0 6,390 WAL MART STORES INC 1 0 40,586 XILINX INC COM 9,823 0 1,295 XM SATELLITE RADIO IN 20,240 0 5,945 ZIMMER HLDGS INC COM 757,336 2,125 715,116 TOTAL

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