13F-HR 1 d13fhr.txt ENGEMANN ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [_] Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Engemann Asset Management Address: 909 Montgomery Street, Suite 500 San Francisco, CA 94133 Form 13F File Number: 028-01208 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David C. Martin Title: Vice President and Chief Compliance Officer Phone: (860) 403-6369 Signature, Place and Date of Signing: /s/ David C. Martin Hartford, CT April 30, 2009 ------------------------ ------------------------- ------------------------- (Signature) (City, State) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting Manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Form 13F Information Table Entry Total: 115 Form 13F Information Table Value Total: $112,290,260.00 FORM 13f REPORTING MANAGER: Engemann Asset Management FOR THE QUARTER ENDED March 31, 2009

ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ~~ITEM~~Item 8 ~~VOTING~~-------------------- ~~AUTHORITY~~------------- ~~FAIR~~--------- ~~SHARES~~------------- OR--------- ---------- -------- -------------------- VOTING AUTHORITY -------------------- FAIR SHARES OR TITLE OF CUSIP MARKET PRINCIPAL ~~SH/ PUT/~~ INVESTMENT SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE X $1000 AMOUNT SH/PRN PUT/CALL DISCRETION MANAGERS (A) (B) (C) -------------------- --------------- --------- ---- --------- ---------~~---~~ ------~~---~~ --- ----- ---------- -------- ------- ------- ---- ~~ADVANCE AUTO PARTS INC COMMON STOCKS 00751Y106 103,911.20 3,088 SH 3,088 1 3,088~~ APPLE INC COMMON STOCKS 037833100 1,~~359,710~~608.8555 15,~~931~~302 SH 15,~~931~~302 1 15,~~931~~302 ~~ADVISORY~~ABB ~~BOARD~~LIMITED COSPONSORED ADR COMMON STOCKS ~~00762W107~~000375204 ~~87,237~~656.6089 347,~~912~~123 SH 347,~~912~~123 1 347,~~912~~123 ABBOTT LABS COMMON STOCKS 002824100 1,~~467,087~~022.93 2721,~~489~~445 SH 2721,~~489~~445 1 2721,~~489~~445 ~~BARRICK~~ACETO ~~GOLD~~CORP ~~CORPORATION~~ COMMON STOCKS ~~067901108~~004446100 ~~23,018~~124.0256 ~~626~~20,900 SH ~~626~~20,900 1 ~~626~~20,900 ~~ACETO~~ALBERTO ~~CHEM~~CULVER ~~INC~~CO COMMON STOCKS ~~004446100~~013078100 ~~950,950~~425.0007 9518,~~000~~800 SH 9518,~~000~~800 1 9518,~~000~~800 ~~ALCON~~AMERICAN EAGLE OUTFITTERS INC COMMON STOCKS ~~H01301102~~02553E106 ~~23,189~~818.4052 ~~260~~66,873 SH ~~260~~66,873 1 ~~260~~66,873 ~~ACACIA~~ALLERGAN ~~RESEARCH~~INC COMMON STOCKS ~~003881307~~018490102 ~~15,473~~918.6071 519,~~090~~236 SH 519,~~090~~236 1 519,~~090~~236 ~~ALLERGAN~~ALEXION PHARMACEUTICALS INC COM COMMON STOCKS ~~018490102~~015351109 ~~798,376~~993.3217 1926,~~801~~372 SH 1926,~~801~~372 1 1926,~~801~~372 APPLIED MATERIALS INC COMMON STOCKS 038222105 1,~~445,844~~496.7713 ~~142~~139,~~729~~175 SH ~~142~~139,~~729~~175 1 ~~142~~139,~~729~~175 AMGEN INC COMMON STOCKS 031162100 ~~706,917~~589.7549 1211,~~241~~904 SH 1211,~~241~~904 1 1211,~~241~~904 AMERICAN SUPERCONDUCTOR CORPORATION COMMON STOCKS 030111108 1,~~105,018~~127.8111 6765,~~751~~113 SH 6765,~~751~~113 1 6765,~~751~~113 AMERICAN TOWER CORP CL A COMMON STOCKS 029912201 1,~~397,479~~336.1688 4743,~~663~~933 SH 4743,~~663~~933 1 4743,~~663~~933 AMAZON INC COMMON STOCKS 023135106 ~~717,612~~998.3264 13,~~994~~598 SH 13,~~994~~598 1 13,~~994~~598 AEGEAN MARINE PETROLEUM NETWORK INC COMMON STOCKS Y0017S102 21,~~524,869~~715.1247 ~~148~~102,~~872~~416 SH ~~148~~102,~~872~~416 1 ~~148~~102,~~872~~416 ~~APACHE~~AUXILIUM ~~CORP~~PHARMACEUTICALS ~~COMMON STOCKS 037411105 19,303.27 259 SH 259 1 259 AGL RESOURCES~~ INC COMMON STOCKS ~~001204106~~05334D107 ~~26,741~~338.5518 ~~853~~12,200 SH ~~853~~12,200 1 ~~853~~12,200 ~~ATHEROS~~BLACKBOARD ~~COMMUNICATIONS~~ INC COMMON STOCKS ~~04743P108~~091935502 ~~1,380,915~~733.0061 9623,~~500~~113 SH 9623,~~500~~113 1 9623,~~500~~113 ~~ACTIVISION~~BARRETT ~~BLIZZARD~~BILL ~~INC~~CORPORATION COMMON STOCKS ~~00507V109~~06846N104 ~~680~~1,~~719~~750.6829 78,~~787~~700 SH 78,~~787~~700 1 78,~~787~~700 ~~AMERICAN~~BEACON ~~VANGUARD~~ROOFING ~~CORP~~SUPPLY INC COMMON STOCKS ~~030371108~~073685109 ~~8,049~~975.6088 ~~688~~72,882 SH ~~688~~72,882 1 ~~688~~72,882 ~~AVALON~~BIOGEN ~~PHARMACEUTICALS~~IDEC INC COMMON STOCKS ~~05346P106~~09062X103 ~~400~~351.8932 16,~~380~~702 SH 16,~~380~~702 1 16,~~380~~702 ~~AXSYS~~BURGER ~~TECHNOLOGIES~~KING HOLDINGS INC COMMON STOCKS ~~054615109~~121208201 ~~86,020~~961.4899 141,~~568~~917 SH 141,~~568~~917 1 141,~~568~~917 ~~BANK~~BLACKROCK OFINC ~~AMERICA~~CL ~~CORPORATION~~A COMMON STOCKS ~~060505104~~09247X101 ~~12,122~~733.8869 ~~861~~5,642 SH ~~861~~5,642 1 ~~861~~5,642 ~~BLACKBOARD~~IMMUCOR INC COMMON STOCKS ~~091935502~~452526106 ~~76,722~~916.7589 236,~~925~~457 SH 236,~~925~~457 1 236,~~925~~457 ~~BARRETT~~BRISTOL-MYERS ~~BILL~~SQUIBB ~~CORPORATION~~CO COMMON STOCKS ~~06846N104~~110122108 1,~~662,931~~355.0018 7861,~~700~~824 SH 7861,~~700~~824 1 7861,~~700~~824 ~~BEACON~~BROADCOM ~~ROOFING~~CORP ~~SUPPLY INC~~ COMMON STOCKS ~~073685109~~111320107 ~~638~~1,~~480~~600.0096 4680,~~000~~128 SH 4680,~~000~~128 1 4680,~~000~~128 ~~FRANKLIN~~BUCYRUS ~~RESOURCES~~INTERNATIONAL INC-CL ~~COMMON~~A ~~STOCKS 354613101 14,605.62 229 SH 229 1 229 BIOGEN IDEC INC~~ COMMON STOCKS ~~09062X103~~118759109 ~~426,955~~502.3246 833,~~964~~100 SH 833,~~964~~100 1 833,~~964~~100 ~~BJS~~CACI ~~RESTAURANTS~~INTERNATIONAL INC ~~COMMON~~CL ~~STOCKS~~A ~~09180C106 624.66 58 SH 58 1 58 BJ SERVICES COMPANY~~ COMMON STOCKS ~~055482103~~127190304 ~~15,847~~415.8699 111,~~358~~400 SH 111,~~358~~400 1 111,~~358~~400 ~~BANK~~CAVIUM OFNETWORKS ~~NEW YORK MELLON CORPORATION COMMON STOCKS 064058100 18,017.88 636 SH 636 1 636 BURGER KING HLDGS~~ INC COMMON STOCKS ~~121208201~~14965A101 ~~570,732~~468.0050 2340,~~900~~600 SH 2340,~~900~~600 1 2340,~~900~~600 ~~BLACKROCK~~CELGENE ~~INC~~CORP ~~CL A~~ COMMON STOCKS ~~09247X101~~151020104 ~~777~~1,~~667~~308.5507 529,~~797~~461 SH 529,~~797~~461 1 529,~~797~~461 ~~IMMUCOR~~CEPHALON INC COMMON STOCKS ~~452526106~~156708109 ~~1,063,731~~751.6062 4011,~~020~~037 SH 4011,~~020~~037 1 4011,~~020~~037 ~~BRISTOL-MYERS~~CHESAPEAKE ~~SQUIBB~~ENERGY COCORP COMMON STOCKS ~~110122108~~165167107 ~~730,422~~460.0062 3127,~~416~~000 SH 3127,~~416~~000 1 3127,~~416~~000 BPCOLGATE-PALMOLIVE ~~ADR~~COMPANY COMMON STOCKS ~~055622104~~194162103 271,~~389~~369.6452 ~~586~~23,220 SH ~~586~~23,220 1 ~~586~~23,220 ~~BLUEPHOENIX~~CISCO ~~SOLUTIONS~~SYSTEMS ~~LTD~~INC COMMON STOCKS ~~M20157109~~17275R102 1,~~070~~436.0017 ~~582~~85,639 SH ~~582~~85,639 1 ~~582~~85,639 ~~BROADCOM~~CONSTANT ~~CORP~~CONTACT INC COMMON STOCKS ~~111320107~~210313102 ~~1,930,286~~896.5976 ~~113~~64,~~747~~100 SH ~~113~~64,~~747~~100 1 ~~113~~64,~~747~~100 ~~BUCYRUS~~CVS ~~INTL~~CAREMARK ~~INC-CL~~CORP A COMMON STOCKS ~~118759109~~126650100 ~~863~~1,~~032~~084.0067 4639,~~600~~457 SH 4639,~~600~~457 1 4639,~~600~~457 ~~BALLY~~COMMCOPE ~~TECHNOLOGIES~~ INC COMMON STOCKS ~~05874B107~~203372107 ~~1,030,877~~480.0052 42,~~900~~300 SH 42,~~900~~300 1 42,~~900~~300 ~~CHEESECAKE~~CYBERSOURCE ~~FACTORY~~CORPORATION ~~INC~~ COMMON STOCKS ~~163072101~~23251J106 232,~~512~~147.8054 2145,~~328~~006 SH 2145,~~328~~006 1 2145,~~328~~006

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