13F-HR 1 d13fhr.txt ENGEMANN ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [_] Amendment Number: ------------------ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Engemann Asset Management Address: 909 Montgomery Street, Suite 500 San Francisco, CA 94133 Form 13F File Number: 028-01208 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David C. Martin Title: Vice President and Chief Compliance Officer Phone: (860) 403-6369 Signature, Place and Date of Signing: /s/ David C. Martin Hartford, CT November 12, 2009 -------------------------- ------------------------- ------------------------- (Signature) (City, State) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting Manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Form 13F Information Table Entry Total: 212 Form 13F Information Table Value Total: $87,872,760.00

BLACKROCK INC CL A COMMON STOCKS 09247X101 331.95 1,531 SH 1,531 1 1,531 BIOMARIN PHARMACEUTICAL INC COMMON STOCKS 09061G101 749.43 41,451 SH 41,451 1 41,451 BRISTOL-MYERS SQUIBB CO COMMON STOCKS 110122108 389.57 17,299 SH 17,299 1 17,299 BP ADR COMMON STOCKS 055622104 31.19 586 SH 586 1 586 BROADCOM CORP COMMON STOCKS 111320107 466.33 15,195 SH 15,195 1 15,195 BUCYRUS INTERNATIONAL INC-CL A COMMON STOCKS 118759109 1,020.65 28,662 SH 28,662 1 28,662 CAVIUM NETWORKS INC COMMON STOCKS 14965A101 871.68 40,600 SH 40,600 1 40,600 COGENT COMMUNICATIONS GROUP COMMON STOCKS 19239V302 24.10 2,133 SH 2,133 1 2,133 CELGENE CORP COMMON STOCKS 151020104 462.96 8,282 SH 8,282 1 8,282 CEPHALON INC COMMON STOCKS 156708109 230.40 3,956 SH 3,956 1 3,956 CHICOS FAS INC COMMON STOCKS 168615102 1,127.10 86,700 SH 86,700 1 86,700 CIENA CORPORATION COMMON STOCKS 171779309 590.96 36,300 SH 36,300 1 36,300 COLGATE-PALMOLIVE COMPANY COMMON STOCKS 194162103 478.43 6,272 SH 6,272 1 6,272 CLINICAL DATA INC COMMON STOCKS 18725U109 0.30 18 SH 18 1 18 CLOROX COMPANY COMMON STOCKS 189054109 21.23 361 SH 361 1 361 CASUAL MALE RETAIL GROUP INC COMMON STOCKS 148711302 0.45 132 SH 132 1 132 CENTURY CASINOS INC COMMON STOCKS 156492100 2.24 774 SH 774 1 774 CONCEPTUS INC COMMON STOCKS 206016107 3.63 196 SH 196 1 196 CIRRUS LOGIC INC COMMON STOCKS 172755100 2.51 452 SH 452 1 452 CISCO SYSTEMS INC COMMON STOCKS 17275R102 671.38 28,521 SH 28,521 1 28,521 CONSTANT CONTACT INC COMMON STOCKS 210313102 693.00 36,000 SH 36,000 1 36,000 COMMSCOPE INC COMMON STOCKS 203372107 1,608.80 53,752 SH 53,752 1 53,752 CVS CAREMARK CORP COMMON STOCKS 126650100 421.77 11,801 SH 11,801 1 11,801 CONSOLIDATED WATER CO LTD COMMON STOCKS G23773107 1.27 78 SH 78 1 78 CYBERSOURCE CORPORATION COMMON STOCKS 23251J106 1,045.89 62,741 SH 62,741 1 62,741 DARLING INTERNATIONAL INC COMMON STOCKS 237266101 1,179.43 160,466 SH 160,466 1 160,466 DG FASTCHANNEL INC COMMON STOCKS 23326R109 3.52 168 SH 168 1 168 DRIL-QUIP INC COMMON STOCKS 262037104 800.15 16,119 SH 16,119 1 16,119 DREAMWORKS ANIMATION SKG INC - A COMMON STOCKS 26153C103 260.94 7,336 SH 7,336 1 7,336 EBAY INC COMMON STOCKS 278642103 315.56 13,371 SH 13,371 1 13,371 EMC CORPORATION COMMON STOCKS 268648102 408.99 24,002 SH 24,002 1 24,002 AMBASSADORS GROUP INC COMMON STOCKS 023177108 3.57 228 SH 228 1 228 EQUINIX INC COMMON STOCKS 29444U502 18.95 206 SH 206 1 206 ELECTRONIC ARTS INC COMMON STOCKS 285512109 324.90 17,055 SH 17,055 1 17,055 EV3 INC COMMON STOCKS 26928A200 697.56 56,666 SH 56,666 1 56,666 FREEPORT MCMORAN COPPER & GOLD CL B COMMON STOCKS 35671D857 419.41 6,113 SH 6,113 1 6,113 SOURCEFIRE INC COMMON STOCKS 83616T108 758.69 35,337 SH 35,337 1 35,337 FMC CORP COMMON STOCKS 302491303 1,142.38 20,309 SH 20,309 1 20,309 FORMFACTOR INC COMMON STOCKS 346375108 1,022.91 42,764 SH 42,764 1 42,764 GAMCO INVESTORS INC COMMON STOCKS 361438104 21.11 462 SH 462 1 462 GENZYME CORP COMMON STOCKS 372917104 238.10 4,197 SH 4,197 1 4,197 GUESS INC COMMON STOCKS 401617105 979.82 26,453 SH 26,453 1 26,453 GILEAD SCIENCES INC COMMON STOCKS 375558103 259.84 5,588 SH 5,588 1 5,588

GENERAL MILLS INC COMMON STOCKS 370334104 324.28 5,037 SH 5,037 1 5,037 GLOBAL INDUSTRIES LTD COMMON STOCKS 379336100 640.43 67,414 SH 67,414 1 67,414 GLOBAL TRAFFIC NETWORK INC COMMON STOCKS 37947B103 2.53 542 SH 542 1 542 GOOGLE INC CL A COMMON STOCKS 38259P508 688.24 1,388 SH 1,388 1 1,388 GENUINE PARTS CO COMMON STOCKS 372460105 24.82 652 SH 652 1 652 GOLDMAN SACHS GROUP INC COMMON STOCKS 38141G104 450.18 2,442 SH 2,442 1 2,442 GSI COMMERCE INC COMMON STOCKS 36238G102 946.05 48,993 SH 48,993 1 48,993 GSE SYSTEMS INC COMMON STOCKS 36227K106 1.74 280 SH 280 1 280 GYMBOREE CORPORATION COMMON STOCKS 403777105 18.00 372 SH 372 1 372 HAEMONETICS CORP COMMON STOCKS 405024100 859.37 15,313 SH 15,313 1 15,313 HAIN CELESTIAL GROUP INC COMMON STOCKS 405217100 7.53 393 SH 393 1 393 HANSEN NATURAL CORP COMMON STOCKS 411310105 16.90 460 SH 460 1 460 SEAHAWK DRILLING INC COMMON STOCKS 81201R107 0.15 5 SH 5 1 5 HEALTH GRADES INC COMMON STOCKS 42218Q102 2.81 568 SH 568 1 568 HMS HOLDINGS CORPORATION COMMON STOCKS 40425J101 955.75 25,000 SH 25,000 1 25,000 HEINZ H J COMPANY COMMON STOCKS 423074103 18.88 475 SH 475 1 475 HONEYWELL INTERNATIONAL INC COMMON STOCKS 438516106 27.49 740 SH 740 1 740 HEWLETT PACKARD CO COMMON STOCKS 428236103 708.91 15,016 SH 15,016 1 15,016 HARSCO CORP COMMON STOCKS 415864107 747.15 21,100 SH 21,100 1 21,100 HURON CONSULTING GROUP INC COMMON STOCKS 447462102 3.15 122 SH 122 1 122 INTERNATIONAL BUSINESS MACHINES CO COMMON STOCKS 459200101 516.60 4,319 SH 4,319 1 4,319 I-FLOW CORP COMMON STOCKS 449520303 1.80 158 SH 158 1 158 II-VI INC COMMON STOCKS 902104108 668.66 26,284 SH 26,284 1 26,284 ISILON SYS INC COMMON STOCKS 46432L104 4.09 670 SH 670 1 670 ITURAN LOCATION AND CONTROL LTD COMMON STOCKS M6158M104 1.38 134 SH 134 1 134 INVESCO LTD COMMON STOCKS G491BT108 395.59 17,381 SH 17,381 1 17,381 JACK IN THE BOX INC COMMON STOCKS 466367109 1,283.43 62,637 SH 62,637 1 62,637 JOHNSON & JOHNSON COMMON STOCKS 478160104 20.34 334 SH 334 1 334 JOY GLOBAL INC COMMON STOCKS 481165108 462.97 9,460 SH 9,460 1 9,460 JPMORGAN CHASE & CO COMMON STOCKS 46625H100 36.15 825 SH 825 1 825 KANA SOFTWARE INC COMMON STOCKS 483600300 0.66 820 SH 820 1 820 KIMBERLY CLARK CORPORATION COMMON STOCKS 494368103 17.40 295 SH 295 1 295 COCA-COLA CO COMMON STOCKS 191216100 32.38 603 SH 603 1 603 KROGER CO COMMON STOCKS 501044101 307.47 14,897 SH 14,897 1 14,897 LAZARD LTD-CL A COMMON STOCKS G54050102 1,152.55 27,900 SH 27,900 1 27,900 LKQ CORP COMMON STOCKS 501889208 891.64 48,093 SH 48,093 1 48,093 LUMINEX CORPORATION COMMON STOCKS 55027E102 1,246.49 73,323 SH 73,323 1 73,323 SPARK NETWORKS INC COMMON STOCKS 84651P100 0.32 144 SH 144 1 144 LOWES COMPANIES INC COMMON STOCKS 548661107 324.07 15,476 SH 15,476 1 15,476 LIVEPERSON INC COMMON STOCKS 538146101 2.90 576 SH 576 576 LIFE SCIENCES RESEARCH INC COMMON STOCKS 532169109 0.88 110 SH 110 110 LANDSTAR SYSTEM INC COMMON STOCKS 515098101 848.01 22,281 SH 22,281 22,281 LIFE TIME FITNESS INC COMMON STOCKS 53217R207 17.00 606 SH 606 606

MCDONALDS CORP COMMON STOCKS 580135101 367.59 6,441 SH 6,441 6,441 MICROCHIP TECHNOLOGY INC COMMON STOCKS 595017104 16.96 640 SH 640 640 MDC PARTNERS INC-CL A COMMON STOCKS 552697104 1.77 238 SH 238 238 MASSEY ENERGY COMPANY COMMON STOCKS 576206106 553.42 19,843 SH 19,843 19,843 MF GLOBAL LTD COMMON STOCKS G60642108 916.18 126,022 SH 126,022 126,022 MAIDENFORM BRANDS INC COMMON STOCKS 560305104 4.08 254 SH 254 254 MULTIMEDIA GAMES INC COMMON STOCKS 625453105 1.11 216 SH 216 216 3M COMPANY COMMON STOCKS 88579Y101 34.24 464 SH 464 464 MONSANTO CO COMMON STOCKS 61166W101 293.11 3,787 SH 3,787 3,787 MARVELL TECHNOLOGY GROUP COMMON STOCKS G5876H105 444.90 27,480 SH 27,480 27,480 MEDICIS PHARMACEUTICAL CORP CL A COMMON STOCKS 584690309 21.52 1,008 SH 1,008 1,008 MICROSOFT CORP COMMON STOCKS 594918104 586.16 22,790 SH 22,790 22,790 MYRIAD GENETICS INC COMMON STOCKS 62855J104 1,076.23 39,264 SH 39,264 39,264 MYLAN LABS INC COMMON STOCKS 628530107 227.09 14,184 SH 14,184 14,184 NAVISTAR INTERNATIONAL CORPORATION COMMON STOCKS 63934E108 597.19 15,959 SH 15,959 15,959 NEOGEN CORP COMMON STOCKS 640491106 1,120.27 34,694 SH 34,694 34,694 NIGHTHAWK RADIOLOGY HOLDINGS INC COMMON STOCKS 65411N105 20.30 2,808 SH 2,808 2,808 KNIGHT CAPITAL GROUP INC CL A COMMON STOCKS 499005106 1,002.68 46,100 SH 46,100 46,100 NEKTAR THERAPEUTICS COMMON STOCKS 640268108 25.67 2,636 SH 2,636 2,636 NALCO HOLDING CO COMMON STOCKS 62985Q101 1,305.66 63,722 SH 63,722 63,722 NPS PHARMACEUTICALS INC COMMON STOCKS 62936P103 3.56 886 SH 886 886 NORFOLK SOUTHERN CORP COMMON STOCKS 655844108 320.01 7,423 SH 7,423 7,423 NUANCE COMMUNICATIONS INC COMMON STOCKS 67020Y100 1,382.38 92,405 SH 92,405 92,405 NUVASIVE INC COMMON STOCKS 670704105 1,260.82 30,192 SH 30,192 30,192 NETEZZA CORPORATION COMMON STOCKS 64111N101 1,028.46 91,500 SH 91,500 91,500 O2MICRO INTERNATIONAL LIMITED- SPONS ADR COMMON STOCKS 67107W100 3.24 618 SH 618 618 OBAGI MEDICAL PRODUCTS INC COMMON STOCKS 67423R108 1.97 170 SH 170 170 ON SEMICONDUCTOR CORP COMMON STOCKS 682189105 899.29 109,005 SH 109,005 109,005 ONYX PHARMACEUTICALS COMMON STOCKS 683399109 852.50 28,445 SH 28,445 28,445 ORMAT TECHNOLOGIES INCORPORATED COMMON STOCKS 686688102 713.29 17,474 SH 17,474 17,474 ORACLE CORP COMMON STOCKS 68389X105 511.25 24,532 SH 24,532 24,532 OYO GEOSPACE CORP COMMON STOCKS 671074102 1.08 42 SH 42 42 PAYCHEX INC COMMON STOCKS 704326107 21.85 752 SH 752 752 PEP BOYS MANNY MOE & JACK COMMON STOCKS 713278109 920.77 94,245 SH 94,245 94,245 PRIDE INTERNATIONAL INC COMMON STOCKS 74153Q102 1,094.44 35,954 SH 35,954 35,954 PEPSICO INC COMMON STOCKS 713448108 468.75 7,991 SH 7,991 7,991 PHASE FORWARD INC COMMON STOCKS 71721R406 533.52 38,000 SH 38,000 38,000 POLARIS INDUSTRIES INC COMMON STOCKS 731068102 20.19 495 SH 495 495 THE CHILDRENS PLACE RETAIL STORES INC COMMON STOCKS 168905107 826.90 27,600 SH 27,600 27,600 PLANTRONICS INC COMMON STOCKS 727493108 958.32 35,745 SH 35,745 35,745 PHILIP MORRIS INTERNATIONAL INC COMMON STOCKS 718172109 192.43 3,948 SH 3,948 3,948 PMC-SIERRA INC COMMON STOCKS 69344F106 661.84 69,230 SH 69,230 69,230 PNC FINANCIAL CORP COMMON STOCKS 693475105 41.74 859 SH 859 859

PERRIGO COMPANY COMMON STOCKS 714290103 1,644.33 48,377 SH 48,377 48,377 QUALCOMM INC COMMON STOCKS 747525103 433.65 9,641 SH 9,641 9,641 QUIDEL CORP COMMON STOCKS 74838J101 2.56 158 SH 158 158 RALCORP HOLDINGS INC COMMON STOCKS 751028101 1,100.70 18,825 SH 18,825 18,825 TRANSOCEAN LTD COMMON STOCKS H8817H100 456.99 5,343 SH 5,343 5,343 RESEARCH IN MOTION LTD COMMON STOCKS 760975102 265.72 3,929 SH 3,929 3,929 ROVI CORP COMMON STOCKS 779376102 1,094.15 32,564 SH 32,564 32,564 RANGE RESOURCES CORPORATION COMMON STOCKS 75281A109 355.00 7,192 SH 7,192 7,192 RRSAT GLOBAL COMMUNICATIONS NETWORK INC COMMON STOCKS M8183P102 0.72 56 SH 56 56 RETALIX LTD COMMON STOCKS M8215W109 0.37 36 SH 36 36 RIVERBED TECHNOLOGY INC COMMON STOCKS 768573107 1,029.92 46,900 SH 46,900 46,900 SWITCH & DATA INC COMMON STOCKS 871043105 8.56 629 SH 629 629 SUCCESSFACTORS INC COMMON STOCKS 864596101 4.64 330 SH 330 330 SWIFT ENERGY CO COMMON STOCKS 870738101 665.88 28,120 SH 28,120 28,120 SHUFFLE MASTER INC COMMON STOCKS 825549108 1.32 140 SH 140 140 STEVE MADDEN LTD COMMON STOCKS 556269108 3.98 108 SH 108 108 SKILLSOFT PLC SPONSORED ADR COMMON STOCKS 830928107 15.85 1,651 SH 1,651 1,651 SILICON LABORATORIES INC COMMON STOCKS 826919102 1,359.37 29,322 SH 29,322 29,322 SCHLUMBERGER LIMITED COMMON STOCKS 806857108 283.10 4,750 SH 4,750 4,750 SALIX PHARMACEUTICALS LTD COMMON STOCKS 795435106 11.95 562 SH 562 562 SYMYX TECHNOLOGIES INC COMMON STOCKS 87155S108 0.64 96 SH 96 96 SMITH MICRO SOFTWARE INC COMMON STOCKS 832154108 15.07 1,219 SH 1,219 1,219 SONOSITE INC COMMON STOCKS 83568G104 1.64 62 SH 62 62 SPX CORP COMMON STOCKS 784635104 1,113.95 18,181 SH 18,181 18,181 STERICYCLE INC COMMON STOCKS 858912108 284.59 5,875 SH 5,875 5,875 SAFEWAY INC COMMON STOCKS 786514208 382.11 19,377 SH 19,377 19,377 SENSIENT TECHNOLOGIES CORPORATION COMMON STOCKS 81725T100 16.30 587 SH 587 587 SYSCO CORP COMMON STOCKS 871829107 14.21 572 SH 572 572 AT&T INC COMMON STOCKS 00206R102 16.18 599 SH 599 599 THORATEC LABS CORP COMMON STOCKS 885175307 964.07 31,849 SH 31,849 31,849 THE TJX COMPANIES INC COMMON STOCKS 872540109 27.53 741 SH 741 741 TIMKEN CO COMMON STOCKS 887389104 903.23 38,550 SH 38,550 38,550 NEUTRAL TANDEM INC COMMON STOCKS 64128B108 1,415.65 62,199 SH 62,199 62,199 TNS INC COMMON STOCKS 872960109 4.71 172 SH 172 172 TUTOR PERINI CORPORATION COMMON STOCKS 901109108 0.89 42 SH 42 42 DEALERTRACK HOLDINGS INC COMMON STOCKS 242309102 6.60 349 SH 349 349 THE TRAVELERS COMPANIES INC COMMON STOCKS 89417E109 30.18 613 SH 613 613 TECHWELL INC COMMON STOCKS 87874D101 3.65 332 SH 332 332 UNION PACIFIC CORPORATION COMMON STOCKS 907818108 18.96 325 SH 325 325 UNITED THERAPEUTICS CORP COMMON STOCKS 91307C102 695.66 14,200 SH 14,200 14,200 UNIVERSAL TECHNICAL INST INC COMMON STOCKS 913915104 4.06 206 SH 206 206 UNITED TECHNOLOGIES CORP COMMON STOCKS 913017109 300.26 4,928 SH 4,928 4,928 VF CORPORATION COMMON STOCKS 918204108 18.98 262 SH 262 262

VOLTERRA SEMICONDUCTOR CORP COMMON STOCKS 928708106 955.09 52,020 SH 52,020 52,020 WEATHERFORD INTERNATIONAL LTD COMMON STOCKS H27013103 384.11 18,529 SH 18,529 18,529 WESTERN UNION COMPANY COMMON STOCKS 959802109 17.82 942 SH 942 942 UNITED STATES STEEL CORP COMMON STOCKS 912909108 275.23 6,203 SH 6,203 6,203 EXXON MOBIL CORPORATION COMMON STOCKS 30231G102 16.47 240 SH 240 240 YINGLI GREEN ENERGY HLDG CO ADR COMMON STOCKS 98584B103 891.91 71,582 SH 71,582 71,582 YUM BRANDS INC COMMON STOCKS 988498101 394.89 11,697 SH 11,697 11,697 87,872.76

ENGEMANN ASSET MANAGEMENT 13F-HR