Filing Compare · AB&T Financial CORP

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The ~~Securities Exchange Act of 1934~~

~~Date~~Securities ofExchange ~~Report~~Act ~~(Date~~ of 1934 ~~earliest event reported) October 19, 2011~~

Date of Report (Date of earliest event reported) November 30, 2011

AB&T Financial Corporation

(Exact name of registrant as specified in its charter)

North Carolina 000-53249 26-2588442


North Carolina	000-53249	26-2588442
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

292 West Main Avenue, Gastonia, North Carolina		28054
(Address of principal executive offices)		(Zip Code)

(State or other jurisdiction (Commission (IRS Employer

of incorporation) File Number) Identification No.)

292 West Main Avenue, Gastonia, North Carolina	28054
(Address of principal executive offices)	(Zip Code)

Registrant’s telephone number, including area code (704) 867-5828

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

~~[ ]~~ ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

~~[ ]~~ ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

~~[ ]~~ ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

~~[ ]~~ ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2 5.0207 ~~Results~~Submission of ~~Operations~~Matters ~~and~~to ~~Financial~~a ~~Condition~~Vote of Security Holders.

~~On October 19, 2011,~~ AB&T Financial Corporation (the “~~Registrant~~Company”) ~~announced~~held ~~financial~~its ~~results~~annual ~~for~~meeting ~~the~~of ~~quarter~~shareholders ~~ended~~on ~~September~~ November 30, 2011. ~~For~~At the ~~third quarter of 2011~~ meeting, the ~~Registrant~~shareholders ~~reported~~elected aall ~~net loss~~ of ~~$1.4~~the ~~million.~~directors ~~For~~nominated by the ~~nine~~board ~~months~~of ~~ended September 30~~directors, ~~2011,~~ratified ~~the Registrant reported~~ a ~~net~~resolution ~~loss~~endorsing ofand ~~$2.6~~approving ~~million.~~compensation Apaid ~~copy~~or ofprovided to the ~~news~~Company’s ~~release~~executive ~~announcing~~officers and the ~~Registrant~~Company’s ~~results~~executive compensation ~~for~~policies and practices, and ratified the ~~third~~appointment ~~quarter~~of isElliott ~~filed~~Davis, PLLC, as ~~Exhibit~~the ~~99.1~~Company’s ~~hereto~~independent ~~and~~accountants ~~incorporated~~for by2011, ~~reference~~as ~~herein.~~follows:

~~The~~Election ~~information contained in Item 2.02~~ of ~~this~~Directors Current Report shall not be deemed “filed” for purposes of section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits.

~~(d) Exhibits.~~Advisory Vote on Executive Compensation

Exhibit No.		Description of Exhibit
For			Against		Abstain		Broker Non-Votes
99.1		News Release dated October 19, 2011, regarding the Registrant’s results of operations for the quarter ended September 30, 2011
	758,542			63,314		149,134		696,788

~~This~~Ratification ~~Current Report on Form 8-K (including information included or incorporated by reference herein) may contain, among other things, certain forward-looking statements within the meaning~~ of ~~the~~Independent ~~Private~~Accountants Securities Litigation Reform Act of 1995, including, without limitation, (i) statements regarding certain of Registrant’s goals and expectations with respect to earnings, income per share, revenue, expenses and the growth rate in such items, as well as other measures of economic performance, including statements relating to estimates of credit quality trends, and (ii) statements preceded by, followed by or that include the words “may,” “could,” “should,” “would,” “believe,” “anticipate,” “estimate,” “expect,” “intend,” “plan,” “projects,” “outlook” or similar expressions. These statements are based upon the current belief and expectations of Registrant’s management and are subject to significant risks and uncertainties that are subject to change based on various factors (many of which are beyond Registrant’s control).


For		Against		Abstain		Broker Non-Votes

	1,650,762		15,585		1,431		0

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

AB&T Financial Corporation


		AB&T Financial Corporation
		(Registrant)

Date	December 6, 2011

		/s/ Daniel C. Ayscue
		Daniel C. Ayscue
		President and Chief Executive Officer

(Registrant)

Date October 19, 2011

/s/ Daniel C. Ayscue

Daniel C. Ayscue

President and Chief Executive Officer

EXHIBIT INDEX

Exhibit No.		Description of Exhibit
99.1		News Release dated October 19, 2011, regarding the Registrant’s results of operations for the quarter ended September 30, 2011

Director

Withheld

Broker Non-Votes

Lawrence H. Pearson, MD

David W. White