13F-HR 1 d299717d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: ThinkEquity LLC 600 Montgomery Street, Third Floor San Francisco, CA 94111 Form 13F File Number: 028-12960 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: David Weitgenant Deputy Director of Compliance 415-249-6313 Signature, Place and Date of Signing: /S/ David Weitgenant San Francisco, CA 02 /10/2012 -------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 34 ---------- Form 13F Information Table Value Total (x$1000): 103,483 ---------- (thousands) List of Other Included Managers: None (See attachment)

ULTRA SALON COSMETICS & FRAGRA COM 90384S303 4898 75451 SH Sole 75451 VF CORPORATION COM 918204108 4873 38372 SH Sole 38372 VISA INC CL A COMMON STOCK COM 92826C839 5910 58207 SH Sole 58207 CAPITAL ASSETS FUNDS TAX EXEMP MF 147539712 32 31666 SH Sole 31666 PIMCO CALIF MUN INCOME FUND MF 72200N106 267 19895 SH Sole 19895 PIMCO FDS PAC INVT MGMT CL D MF 72200Q679 410 35725 SH Sole 35725 TEMPLETON GLOBAL BOND FUND CL MF 880208103 131 10524 SH Sole 10524 VANGUARD INFL-PROTECTED SECS MF 922031869 193 13686 SH Sole 13686

ThinkEquity LLC 13F-HR