13F-HR 1 d428965d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment [_]; Amendment Number: ________ This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ThinkEquity LLC Address: 600 Montgomery Street, Third Floor San Francisco, CA 94111 13F File Number: 028-12960 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Weitgenant Title: Deputy Director of Compliance Phone: 415-249-6313 Signature, Place, and Date of Signing: /s/ David Weitgenant San Francisco, CA 11/5/2012 --------------------- ------------------ ---------- Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary : Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $ 151,729 ----------- (thousands) ----------- List of Other Included Managers: NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F INFORMATION TABLE ThinkEquity LLC FORM 13F INFORMATION TABLE AS OF DATE 6/30/2012

PETSMART INC COM 716768106 5,030 72,918 SH Sole 0 0 72,918 PHARMACYCLICS INC COM 716933106 5,606 86,907 SH Sole 0 0 86,907 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 313 19,895 SH Sole 0 0 19,895 PNC FINL SVCS GROUP INC COM 693475105 379 6,000 SH Sole 0 0 6,000 ROSS STORES INC COM 778296103 4,713 72,952 SH Sole 0 0 72,952 RYLAND GROUP INC COM 783764103 5,895 196,496 SH Sole 0 0 196,496 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 840 59,290 SH Sole 0 0 59,290 SBA COMMUNICATIONS CORP COM 78388J106 5,201 82,690 SH Sole 0 0 82,690 SHERWIN WILLIAMS CO COM 824348106 5,197 34,898 SH Sole 0 0 34,898 SIX FLAGS ENTMT CORP NEW COM 83001A102 5,071 86,236 SH Sole 0 0 86,236 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 5,585 112,355 SH Sole 0 0 112,355 TJX COS INC NEW COM 872540109 4,934 110,162 SH Sole 0 0 110,162 TOLL BROTHERS INC COM 889478103 5,359 161,264 SH Sole 0 0 161,264 VITAMIN SHOPPE INC COM 92849E101 4,911 84,207 SH Sole 0 0 84,207 WESTERN REFNG INC COM 254687106 4,830 184,478 SH Sole 0 0 184,478 151,729

ThinkEquity LLC 13F-HR